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CHRISTY LEONE MORRISON
CRD#: 2735467
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 3550 Lenox Road
Suite 1950
Atlanta, GA 30326
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2018 (11 years)BING FINANCIAL PARTNERS, INC. (CRD# 2882)2003 - 2004 (<1 year)BTHE (WILSON) WILLIAMS FINANCIA... (CRD# 22704)2001 - 2003 (2 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1998 - 2001 (2 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2005 - 2018 (12 years)
Disclosure(s)
View By:
4/25/2002
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 7/31/2023

B
New Jersey 6/21/2023

B
Arizona 3/21/2018

B
New York 3/21/2018

B
California 3/21/2018

B
North Carolina 3/21/2018

B
Colorado 3/21/2018

B
Oregon 5/26/2020

B
Florida 3/21/2018

B
South Carolina 3/21/2018

B
Georgia 3/21/2018

B
Tennessee 3/21/2018

IA
Georgia 3/22/2018

B
Texas 3/21/2018

B
Illinois 3/21/2018

IA
Texas 3/21/2018

B
Maryland 10/1/2019

B
Virginia 1/24/2022

B
Michigan 1/4/2024

B
Wyoming 4/3/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
3550 Lenox Road Suite 1950, Atlanta, GA 30326
Holly Springs, GA
Registered with this firm since 3/21/2018

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
3550 Lenox Road Suite 1950, Atlanta, GA 30326
Holly Springs, GA
Registered with this firm since 3/21/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/22/2005 - 03/22/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ALPHARETTA, GA
B
07/12/2006 - 03/22/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ALPHARETTA, GA
B
09/23/2003 - 06/18/2004 ING FINANCIAL PARTNERS, INC. (CRD#:2882) WINDSOR, CT
B
09/28/2001 - 09/23/2003 THE (WILSON) WILLIAMS FINANCIAL GROUP (CRD#:22704) DALLAS, TX
B
10/23/1998 - 09/26/2001 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.