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Detailed Report
CHRISTOPHER EDWARD MURTHA
CHRIS MURTHA
CRD#: 2735051
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 105 Prospect Avenue
Hartford, CT 06106
LINCOLN INVESTMENTCRD#: 519 105 PROSPECT AVENUE
HARTFORD, CT 06106
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - Present (17 years)IACAPITAL ANALYSTS (CRD# 162200)2016 - Present (8 years)BTD WATERHOUSE INVESTOR SERVICE... (CRD# 7870)1996 - 2005 (8 years)IATD WATERHOUSE INVESTOR SERVICE... (CRD# 7870)2003 - 2005 (1 year)
License(s)

State Registrations

B
California 11/16/2018
B
Missouri 1/5/2019
B
Colorado 3/30/2010
B
New Jersey 8/31/2011
B
Connecticut 9/27/2007
B
New York 9/27/2007
IA
Connecticut 9/27/2007
B
Pennsylvania 1/13/2025
B
Florida 1/2/2015
B
South Carolina 4/23/2018
B
Georgia 4/4/2023
B
Vermont 9/9/2022
B
Massachusetts 2/24/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
105 Prospect Avenue, Hartford, CT 06106
Registered with this firm since 8/12/2016
IA
LINCOLN INVESTMENT (CRD#:519)
105 PROSPECT AVENUE, HARTFORD, CT 06106
Registered with this firm since 9/27/2007
B
LINCOLN INVESTMENT (CRD#:519)
105 PROSPECT AVENUE, HARTFORD, CT 06106
Registered with this firm since 9/27/2007
Previous Registration(s)
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IA
 04/17/2007 - 09/07/2007 GLOBAL PORTFOLIO STRATEGIES, INC. (CRD#:105812) HARTFORD, CT
B
 04/17/2007 - 09/07/2007 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) HARTFORD, CT
IA
 12/09/2003 - 07/29/2005 TD WATERHOUSE INVESTOR SERVICES, INC. (CRD#:7870) JERSEY CITY, NJ
B
 09/05/1996 - 07/29/2005 TD WATERHOUSE INVESTOR SERVICES, INC. (CRD#:7870) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.