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ROBERT STEPHEN BRIGGS JR
BOB BRIGGS JR, ROBERT S (JR) BRIGGS
CRD#: 2734769
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - Present (26 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - Present (28 years)
License(s)

State Registrations

B
Alabama 10/25/2023

B
Michigan 4/22/2024

B
Arizona 1/27/2011

B
Mississippi 6/24/2020

B
California 1/2/2003

B
New Jersey 2/2/2023

B
Colorado 8/21/2007

B
New York 4/5/2024

B
Florida 2/22/2006

B
North Carolina 5/31/2006

B
Georgia 8/12/2011

B
Pennsylvania 1/27/2023

B
Illinois 6/12/1996

B
Tennessee 5/20/2022

IA
Illinois 4/12/1998

B
Texas 7/9/2015

B
Indiana 6/12/1996

IA
Texas 7/9/2015

B
Iowa 10/1/2024

B
Vermont 3/13/2024

B
Kentucky 2/25/2022

B
Virginia 11/17/2023

B
Massachusetts 5/24/2022

B
Wisconsin 2/26/2007

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 4/12/1998

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 6/5/1996

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.