View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 05/06/2013 - 05/07/2020 | HOUSTON, TX | |
B | 05/06/2013 - 05/07/2020 | HOUSTON, TX | |
IA | 05/04/2020 - 05/04/2020 | ST. LOUIS, MO | |
IA | 06/01/2010 - 05/31/2013 | HOUSTON, TX | |
B | 06/01/2010 - 05/31/2013 | HOUSTON, TX | |
IA | 05/15/2007 - 06/04/2010 | HOUSTON, TX | |
B | 05/15/2007 - 06/04/2010 | HOUSTON, TX | |
IA | 10/20/2004 - 05/15/2007 | HOUSTON, TX | |
B | 10/20/2004 - 05/15/2007 | HOUSTON, TX | |
IA | 05/04/2004 - 10/20/2004 | HOUSTON, TX | |
B | 05/04/2004 - 10/20/2004 | NEW YORK, NY | |
IA | 01/14/2003 - 05/12/2004 | HOUSTON, TX | |
B | 01/14/2003 - 05/12/2004 | CHICAGO, IL | |
IA | 05/14/2001 - 09/11/2002 | HOUSTON, TX | |
B | 05/14/2001 - 09/11/2002 | WEEHAWKEN, NJ | |
B | 03/16/2001 - 05/16/2001 | CHICAGO, IL | |
B | 05/29/1996 - 03/05/2001 | PURCHASE, NY |