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TUAN MANH NGUYEN
CRD#: 2734571
IA
Investment Adviser
B
Broker
HUNTLEIGH ADVISORS, INC.CRD#: 113412 1800 West Loop South
Suite 1105
Houston, TX 77027
HUNTLEIGH SECURITIES CORPORATIONCRD#: 7456 1800 West Loop South
Suite 1105
Houston, TX 77027
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2002 (1 year)2 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - 2007 (2 years)2 FIRMS2007 - 2010 (3 years)2 FIRMS2010 - 2013 (2 years)2 FIRMS2013 - 2020 (7 years)2 FIRMS2020 - Present (4 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2001 - 2001 (<1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1996 - 2001 (4 years)IAHUNTLEIGH ADVISORS, INC. (CRD# 113412)2020 - 2020 (<1 year)
License(s)

State Registrations

B
Arizona 5/4/2020

B
Louisiana 6/1/2020

IA
Arizona 7/1/2020

B
Ohio 5/13/2022

B
California 5/4/2020

IA
Ohio 5/13/2022

IA
California 7/1/2020

B
South Carolina 5/4/2020

B
Colorado 5/6/2020

IA
South Carolina 7/20/2020

IA
Colorado 7/2/2020

B
Texas 5/6/2020

B
Georgia 5/4/2020

IA
Texas 5/6/2020

IA
Georgia 7/7/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HUNTLEIGH ADVISORS, INC. (CRD#:113412)
1800 West Loop South Suite 1105, Houston, TX 77027
Registered with this firm since 5/6/2020

B
HUNTLEIGH SECURITIES CORPORATION (CRD#:7456)
1800 West Loop South Suite 1105, Houston, TX 77027
Registered with this firm since 5/4/2020

Previous Registration(s)
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IA
05/06/2013 - 05/07/2020 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) HOUSTON, TX
B
05/06/2013 - 05/07/2020 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) HOUSTON, TX
IA
05/04/2020 - 05/04/2020 HUNTLEIGH ADVISORS, INC. (CRD#:113412) ST. LOUIS, MO
IA
06/01/2010 - 05/31/2013 SOUTHWEST SECURITIES, INC. (CRD#:6220) HOUSTON, TX
B
06/01/2010 - 05/31/2013 SOUTHWEST SECURITIES, INC. (CRD#:6220) HOUSTON, TX
IA
05/15/2007 - 06/04/2010 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) HOUSTON, TX
B
05/15/2007 - 06/04/2010 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) HOUSTON, TX
IA
10/20/2004 - 05/15/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HOUSTON, TX
B
10/20/2004 - 05/15/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HOUSTON, TX
IA
05/04/2004 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) HOUSTON, TX
B
05/04/2004 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
IA
01/14/2003 - 05/12/2004 BANC ONE SECURITIES CORPORATION (CRD#:16999) HOUSTON, TX
B
01/14/2003 - 05/12/2004 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
IA
05/14/2001 - 09/11/2002 UBS PAINEWEBBER INC. (CRD#:8174) HOUSTON, TX
B
05/14/2001 - 09/11/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
B
03/16/2001 - 05/16/2001 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
05/29/1996 - 03/05/2001 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.