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Detailed Report
DAVID JAY OHANIAN
DAVID J OHANIAN, David Jay Ohanian, David Ohanian
CRD#: 2733949
IA
Investment Adviser
B
Broker
CITY NATIONAL SECURITIES, INC.CRD#: 103705 18111 VON KARMAN AVE.
SUITE 450
IRVINE, CA 92612
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2002 (3 years)2 FIRMS2002 - 2008 (5 years)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2013 (4 years)2 FIRMS2013 - 2017 (3 years)2 FIRMS2017 - Present (7 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1996 - 1998 (2 years)
Disclosure(s)
View By:
7/15/2002
Customer Dispute
Settled
License(s)

State Registrations

B
California 12/5/2017
IA
California 12/5/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITY NATIONAL SECURITIES, INC. (CRD#:103705)
18111 VON KARMAN AVE. SUITE 450, IRVINE, CA 92612
San Diego, CA
Registered with this firm since 12/5/2017
B
CITY NATIONAL SECURITIES, INC. (CRD#:103705)
18111 VON KARMAN AVE. SUITE 450, IRVINE, CA 92612
San Diego, CA
Registered with this firm since 12/5/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/03/2013 - 11/28/2017 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) SAN DIEGO, CA
B
 12/03/2013 - 11/28/2017 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) SAN DIEGO, CA
IA
 10/15/2009 - 11/06/2013 COMERICA SECURITIES (CRD#:17079) SAN DIEGO, CA
B
 10/15/2009 - 11/06/2013 COMERICA SECURITIES (CRD#:17079) SAN DIEGO, CA
IA
 06/03/2008 - 08/11/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) LOS ANGELES, CA
B
 06/03/2008 - 08/11/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) LOS ANGELES, CA
IA
 07/12/2002 - 02/22/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN DIEGO, CA
B
 07/12/2002 - 02/22/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN DIEGO, CA
IA
 01/25/1999 - 07/08/2002 MORGAN STANLEY (CRD#:7556) VISALIA, CA
B
 01/13/1999 - 07/08/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 05/08/1996 - 12/23/1998 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.