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Scott Lovejoy
SCOTT D LOVEJOY, SCOTT DAVID LOVEJOY
CRD#: 2733778
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EDWARD JONESCRD#: 250 12970 W Bluemound Rd
STE 308
Elm Grove, WI 53122
STE 308
Elm Grove, WI 53122
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3/17/2003
Employment Separation After Allegations
State Registrations
B
Arizona 1/31/2020
B
Minnesota 10/11/2024
B
California 4/25/2024
B
Texas 10/1/2020
B
District of Columbia 1/28/2020
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Texas 10/5/2020
B
Florida 11/15/2023
B
Virginia 1/4/2023
B
Illinois 1/23/2020
B
Wisconsin 11/4/2019
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Massachusetts 1/29/2020
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Wisconsin 11/27/2019
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Michigan 12/23/2024
SRO Registrations
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 11/27/2019
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Registered with this firm since 11/4/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/04/2016 - 11/21/2019 | Brookfield, WI | |
B | 09/03/2015 - 04/22/2016 | ROSEVILLE, CA | |
B | 07/11/2011 - 01/26/2015 | HARTFORD, CT | |
B | 07/12/2004 - 07/01/2011 | RADNOR, PA | |
B | 01/28/2004 - 07/15/2004 | OAKDALE, MN | |
B | 07/17/2003 - 01/02/2004 | MINNEAPOLIS, MN | |
B | 10/18/2000 - 03/26/2003 | NEW YORK, NY | |
B | 11/11/1998 - 10/13/2000 | CINCINNATI, OH | |
B | 01/14/1998 - 10/28/1998 | NEW YORK, NY | |
B | 09/03/1996 - 12/12/1997 | CHICAGO, IL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.