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THOMAS TOM FERRARO III
THOMAS TAYLOR FERRARO III, THOMAS TOM FERRARO, TOM FERRARO
CRD#: 2733420
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5005 MARYLAND WAY STE 125
BRENTWOOD, TN 37027
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1996 - 2003 (7 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 2003 (6 years)
License(s)

State Registrations

B
Alabama 7/1/2003

B
Montana 1/27/2016

B
Arizona 2/8/2005

B
Nebraska 5/16/2024

B
Arkansas 7/1/2003

B
New Jersey 7/1/2003

B
California 7/1/2003

B
New York 7/1/2003

B
Colorado 7/1/2003

B
North Carolina 7/1/2003

B
Delaware 12/24/2020

B
Ohio 7/1/2003

B
District of Columbia 8/8/2023

B
Pennsylvania 6/29/2012

B
Florida 7/1/2003

B
South Carolina 7/1/2003

B
Georgia 7/1/2003

B
Tennessee 7/1/2003

B
Illinois 2/24/2022

IA
Tennessee 1/14/2004

B
Kentucky 3/10/2016

B
Texas 7/1/2003

B
Louisiana 6/3/2024

IA
Texas 7/1/2003

B
Michigan 5/28/2024

B
Virginia 7/1/2003

B
Minnesota 6/26/2023

B
Washington 6/24/2021

B
Mississippi 7/1/2003

B
West Virginia 1/12/2023

B
Missouri 11/8/2023

B
Wyoming 1/4/2022

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5005 MARYLAND WAY STE 125, BRENTWOOD, TN 37027
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5005 MARYLAND WAY STE 125, BRENTWOOD, TN 37027
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/04/1997 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) BRENTWOOD, TN
B
05/21/1996 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.