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Detailed Report
Brian Max Wheeler
BRIAN MAX WHEELER, BRIAN WHEELER
CRD#: 2733191
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 14780 SW OSPREY DR SUITE 290
BEAVERTON, OR 97007
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2007 - Present (17 years)BEDWARD JONES (CRD# 250)2001 - Present (23 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1996 - 2001 (5 years)
License(s)

State Registrations

B
Arizona 7/11/2005
B
Missouri 9/4/2001
B
California 9/4/2001
B
Montana 11/19/2024
B
Colorado 11/7/2014
B
Nevada 9/4/2001
B
Florida 2/9/2005
B
Ohio 9/29/2015
B
Georgia 6/16/2022
B
Oregon 9/4/2001
B
Idaho 9/4/2001
IA
Oregon 7/31/2007
B
Illinois 9/21/2023
B
Texas 9/4/2001
B
Kansas 9/6/2001
IA
Texas 1/14/2019
B
Kentucky 7/25/2011
B
Utah 8/17/2020
B
Michigan 1/3/2025
B
Virginia 10/31/2011
B
Minnesota 9/4/2001
B
Washington 9/4/2001

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
14780 SW OSPREY DR SUITE 290, BEAVERTON, OR 97007
Registered with this firm since 7/31/2007
B
EDWARD JONES (CRD#:250)
14780 SW OSPREY DR SUITE 290, BEAVERTON, OR 97007
Registered with this firm since 9/4/2001
Previous Registration(s)
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B
 05/20/1996 - 09/05/2001 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.