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Detailed Report
ALAN PATRICK CURLEY JR
ALAN P CURLEY
CRD#: 2733071
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 90 East Halsey Road Ste. 353
Parsippany, NJ 07054
LINCOLN INVESTMENTCRD#: 519 90 East Halsey Road Ste. 353
Parsippany, NJ 07054
Registration History
19952000200520102015202020252 FIRMS2017 - Present (7 years)IACAPITAL ANALYSTS (CRD# 162200)2019 - Present (6 years)BLEGEND EQUITIES CORPORATION (CRD# 30999)2002 - 2017 (14 years)BCITISTREET EQUITIES LLC (CRD# 7447)1999 - 2002 (2 years)BJOHN HANCOCK DISTRIBUTORS, INC. (CRD# 468)1996 - 1998 (2 years)BJOHN HANCOCK MUTUAL LIFE INSUR... (CRD# 5181)1996 - 1997 (<1 year)IALEGEND ADVISORY, LLC (CRD# 104761)2002 - 2019 (16 years)IACITISTREET FINANCIAL SERVICES LLC (CRD# 107311)2002 - 2002 (<1 year)
Disclosure(s)
View By:
10/4/1993
Regulatory
Final
License(s)

State Registrations

B
Arizona 6/17/2020
IA
New Jersey 6/6/2017
B
Connecticut 12/17/2020
B
New York 1/3/2017
B
Florida 1/3/2017
B
North Carolina 7/3/2017
B
Maine 5/29/2019
B
Pennsylvania 1/3/2017
B
Massachusetts 1/3/2017
B
South Carolina 7/23/2021
B
New Jersey 1/3/2017
B
Vermont 1/3/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
90 East Halsey Road Ste. 353, Parsippany, NJ 07054
Registered with this firm since 3/5/2019
IA
LINCOLN INVESTMENT (CRD#:519)
90 East Halsey Road Ste. 353, Parsippany, NJ 07054
Registered with this firm since 6/6/2017
B
LINCOLN INVESTMENT (CRD#:519)
90 East Halsey Road Ste. 353, Parsippany, NJ 07054
Registered with this firm since 1/3/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/10/2002 - 10/04/2019 LEGEND ADVISORY, LLC (CRD#:104761) Mountain Lakes, NJ
B
 09/24/2002 - 01/03/2017 LEGEND EQUITIES CORPORATION (CRD#:30999) Mountain Lakes, NJ
IA
 07/12/2002 - 09/24/2002 CITISTREET FINANCIAL SERVICES LLC (CRD#:107311) WOODBRIDGE, NJ
B
 12/01/1999 - 09/24/2002 CITISTREET EQUITIES LLC (CRD#:7447) SOMERSET, NJ
B
 08/20/1996 - 09/03/1998 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
B
 08/20/1996 - 05/01/1997 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.