• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
FERNANDO J SALGADO JR.
F JAMES SALGADO JR, FERNANDO (JR) SALGADO, FERNANDO SALGADO JR, JAMES SALGADO
CRD#: 2732896
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3560 Lenox Road NE
28th floor
ATLANTA, GA 30326
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2003 - Present (21 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2001 - Present (23 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 2001 (5 years)
Disclosure(s)
View By:
12/31/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 6/29/2001

B
Nevada 10/6/2022

B
Colorado 2/24/2021

B
New Hampshire 2/20/2004

B
District of Columbia 6/4/2024

B
New Jersey 6/29/2001

B
Florida 2/28/2002

B
North Carolina 5/13/2015

B
Georgia 6/29/2001

B
Ohio 6/29/2001

IA
Georgia 3/7/2003

B
South Carolina 5/9/2005

B
Idaho 10/22/2021

B
Tennessee 1/5/2016

B
Indiana 9/6/2024

B
Texas 1/7/2022

B
Maryland 8/23/2016

IA
Texas 10/24/2022

B
Massachusetts 6/29/2001

B
Virginia 2/6/2009

B
Michigan 1/8/2009

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE 28th floor, ATLANTA, GA 30326
Registered with this firm since 3/7/2003

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE 28th floor, ATLANTA, GA 30326
Registered with this firm since 6/29/2001

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/03/1996 - 07/03/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.