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Detailed Report
MARK R NELSON
MARK RICHARD NELSON
CRD#: 2732878
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 513 W THIRD STREET
JAMESTOWN, NY 14701
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2021 - Present (3 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - Present (25 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1996 - 1999 (3 years)
License(s)

State Registrations

B
Alabama 10/27/2022
B
New York 5/3/1999
B
Alaska 2/27/2024
IA
New York 4/16/2021
B
Arkansas 2/26/2024
B
North Carolina 10/15/2019
B
California 4/7/2021
B
Ohio 5/30/2019
B
Colorado 4/20/2016
B
Pennsylvania 5/3/1999
B
Florida 10/30/2017
B
South Carolina 3/17/2020
B
Massachusetts 6/29/2023
IA
South Carolina 4/10/2024
B
Michigan 9/20/2021
B
Texas 8/3/2023
B
Montana 6/23/2023
B
Virginia 6/4/2004

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
513 W THIRD STREET, JAMESTOWN, NY 14701
Registered with this firm since 4/16/2021
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
513 W THIRD STREET, JAMESTOWN, NY 14701
Registered with this firm since 5/3/1999
Previous Registration(s)
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B
 05/03/1996 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.