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Detailed Report
WILLIAM MARTIN OLIVER
BILL MARTIN OLIVER, WILLIAM M OLIVER
CRD#: 2732398
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 550 S TRYON ST 44TH & 45TH FLS
CHARLOTTE, NC 28202
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2006 (6 years)2 FIRMS2006 - Present (18 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1996 - 1999 (3 years)BWMA SECURITIES, INC. (CRD# 32625)1996 - 1996 (<1 year)
Disclosure(s)
View By:
8/22/2002
Customer Dispute
Settled
5/14/2001
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 6/14/2006
B
Nevada 4/30/2021
B
Arizona 6/9/2006
B
New Jersey 9/1/2006
B
California 12/15/2006
B
New York 6/9/2006
B
Colorado 2/14/2007
B
North Carolina 6/9/2006
B
Connecticut 1/29/2020
IA
North Carolina 6/9/2006
B
District of Columbia 7/27/2006
B
North Dakota 1/28/2013
B
Florida 6/9/2006
B
Ohio 12/12/2008
B
Georgia 6/9/2006
B
Oklahoma 3/23/2011
B
Idaho 5/18/2007
B
Pennsylvania 7/6/2006
B
Illinois 2/7/2007
B
South Carolina 6/15/2006
B
Indiana 6/20/2006
B
Tennessee 5/16/2022
B
Kansas 1/19/2024
B
Texas 8/3/2006
B
Louisiana 8/3/2021
IA
Texas 8/28/2019
B
Maryland 9/24/2018
B
Utah 3/14/2023
B
Massachusetts 2/21/2007
B
Vermont 3/17/2022
B
Minnesota 3/2/2010
B
Virginia 6/9/2006
B
Mississippi 12/10/2020
B
Washington 9/8/2022
B
Missouri 6/9/2006
B
West Virginia 3/21/2011
B
Montana 4/9/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
550 S TRYON ST 44TH & 45TH FLS, CHARLOTTE, NC 28202
Registered with this firm since 6/9/2006
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
550 S TRYON ST 44TH & 45TH FLS, CHARLOTTE, NC 28202
Registered with this firm since 6/9/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/08/1999 - 06/13/2006 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) CHARLOTTE, NC
B
 11/08/1999 - 06/13/2006 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
B
 08/06/1996 - 11/09/1999 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 07/03/1996 - 08/07/1996 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.