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Detailed Report
CHRISTOPHER DAGESSE WALLACE
CRD#: 2732380
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 48 TANDBERG TRL
WINDHAM, ME 04062
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAPRIMERICA ADVISORS (CRD# 10111)2016 - Present (8 years)BPFS INVESTMENTS INC. (CRD# 10111)1996 - Present (28 years)
Disclosure(s)
View By:
8/7/2018
Customer Dispute
Settled
License(s)

State Registrations

B
California 11/8/2010
B
New Hampshire 10/12/2001
B
Florida 4/17/2001
B
New York 5/14/2013
B
Georgia 2/22/2017
B
North Carolina 1/26/2023
B
Maine 5/1/1996
B
Vermont 4/28/2020
IA
Maine 5/10/2016
B
Virginia 6/2/2020
B
Massachusetts 3/17/2006

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
48 TANDBERG TRL, WINDHAM, ME 04062
Registered with this firm since 5/10/2016
B
PFS INVESTMENTS INC. (CRD#:10111)
48 TANDBERG TRL, WINDHAM, ME 04062
Registered with this firm since 4/12/1996
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.