Individual Firm
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ANTHONY SCOTT DIETRICH
TONY DIETRICH, Scott Dietrich
CRD#: 2731386
IA
B
BLACKRIDGE ASSET MANAGEMENT, LLCCRD#: 277085 7350 Heritage Village Plaza #102
Gainesville, VA 20155
Gainesville, VA 20155
View By:
3/24/2020
Criminal
Final Disposition
11/1/2019
Regulatory
Final
8/30/2005
Regulatory
Final
State Registrations
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Virginia 5/1/2018
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Registered with this firm since 5/1/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/24/2014 - 05/25/2018 | GAINSVILLE, VA | |
B | 03/01/2007 - 12/21/2010 | GAINESVILLE, VA | |
B | 09/11/2002 - 03/01/2007 | HARTVILLE, OH | |
B | 08/16/2000 - 07/24/2002 | SUMMIT, NJ | |
B | 04/11/1996 - 08/14/2000 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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