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Vincent J Sica
VINCENT J SICA, Vincent james Sica
CRD#: 2731298
IA
B
EDWARD JONESCRD#: 250 1441 SOUTH AVE SUITE 605
STATEN ISLAND, NY 10314
STATEN ISLAND, NY 10314
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Florida 4/26/2022
B
New York 4/26/2022
B
Georgia 2/15/2023
B
North Carolina 2/15/2023
B
Maryland 4/26/2022
B
Pennsylvania 4/28/2022
B
New Jersey 4/25/2022
B
South Carolina 2/10/2023
IA
New York 4/25/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 4/25/2022
B
Registered with this firm since 4/25/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/05/2012 - 04/20/2021 | JERSEY CITY, NJ | |
IA | 11/16/2012 - 04/20/2021 | JERSEY CITY, NJ | |
B | 08/04/2010 - 04/20/2021 | JERSEY CITY, NJ | |
B | 04/18/2007 - 07/20/2010 | NEW YORK, NY | |
B | 05/07/1998 - 12/04/2006 | NEW YORK, NY | |
B | 05/23/1997 - 06/20/1997 | MINEOLA, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.