Individual Firm
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Debbie L Rowlands
DEBBIE LEE BAILEY, DEBBIE LEE FRANKLIN, Debbie L Franklin, DEBBIE L RADER, DEBBIE ROWLANDS…
CRD#: 2730815
IA
B
EDWARD JONESCRD#: 250 834 N LEXINGTON-SPRINGMILL RD
ONTARIO, OH 44906
ONTARIO, OH 44906
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6/4/2018
Customer Dispute
Denied
3/17/2017
Customer Dispute
Settled
State Registrations
B
California 6/7/2024
B
New York 7/25/2024
B
Connecticut 7/25/2024
B
Ohio 6/7/2024
B
Florida 6/10/2024
IA
Ohio 6/7/2024
B
Illinois 1/8/2025
B
Oklahoma 2/18/2025
B
Kentucky 7/25/2024
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 6/7/2024
B
Registered with this firm since 6/7/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/19/2007 - 02/15/2024 | MANSFIELD, OH | |
B | 01/18/2007 - 02/15/2024 | MANSFIELD, OH | |
IA | 12/07/2005 - 01/09/2007 | ASHLAND, OH | |
B | 12/07/2005 - 01/09/2007 | ASHLAND, OH | |
B | 05/30/2001 - 12/01/2005 | CLEVELAND, OH | |
B | 04/29/1996 - 06/30/1999 | COLUMBUS, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.