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Alfredo Armando Rosas
ALFREDO A ROSAS, ALFREDO ARMANDO ROSAS JR, ALFREDO ARMANDO ROSAS, ALFREDO ROSAS JR, ALFREDO ARMANDO ROSAS JR.…
CRD#: 2729950
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RBC CAPITAL MARKETS, LLCCRD#: 31194 5355 TOWN CENTER ROAD
SUITE 800
BOCA RATON, FL 33486
SUITE 800
BOCA RATON, FL 33486
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Disclosures
15
Years of Experience
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State Registrations
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Alabama 1/20/2022
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New Mexico 1/20/2022
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Arizona 1/20/2022
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New York 1/20/2022
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California 1/20/2022
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North Carolina 1/20/2022
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Colorado 1/20/2022
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Ohio 1/20/2022
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Connecticut 1/20/2022
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Oregon 1/20/2022
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District of Columbia 1/20/2022
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Pennsylvania 1/20/2022
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Florida 1/20/2022
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Puerto Rico 1/14/2025
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Florida 1/24/2022
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Rhode Island 8/25/2022
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Georgia 1/20/2022
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South Carolina 1/20/2022
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Illinois 1/20/2022
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Tennessee 1/20/2022
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Maine 1/20/2022
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Texas 1/20/2022
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Maryland 1/20/2022
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Texas 1/23/2022
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Massachusetts 1/20/2022
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Utah 1/20/2022
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Michigan 1/20/2022
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Vermont 1/20/2022
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Missouri 1/20/2022
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Virginia 1/20/2022
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Nevada 1/20/2022
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Washington 1/20/2022
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New Hampshire 10/31/2024
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Wisconsin 1/20/2022
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New Jersey 1/20/2022
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Wyoming 1/20/2022
SRO Registrations
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Registered with this firm since 1/23/2022
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Registered with this firm since 1/20/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/17/2021 - 01/18/2022 | BOCA RATON, FL | |
B | 02/17/2021 - 01/18/2022 | BOCA RATON, FL | |
IA | 05/22/2019 - 02/17/2021 | RICHMOND, VA | |
B | 05/21/2019 - 02/17/2021 | RICHMOND, VA | |
IA | 07/31/2017 - 05/17/2019 | FT. LAUDERDALE, FL | |
B | 07/28/2017 - 05/17/2019 | FT. LAUDERDALE, FL | |
IA | 10/06/2014 - 06/14/2017 | FORT LAUDERDALE, FL | |
B | 10/02/2014 - 06/14/2017 | FORT LAUDERDALE, FL | |
IA | 10/01/2012 - 10/04/2013 | HOLLYWOOD, FL | |
B | 10/01/2012 - 10/04/2013 | HOLLYWOOD, FL | |
IA | 08/14/2012 - 10/01/2012 | MIAMI LAKES, FL | |
B | 08/02/2012 - 10/01/2012 | MIAMI LAKES, FL | |
IA | 06/22/2010 - 08/01/2012 | MIAMI, FL | |
B | 06/18/2010 - 08/01/2012 | MIAMI, FL | |
IA | 01/01/2010 - 05/21/2010 | CORAL GABLES, FL | |
B | 01/01/2010 - 05/21/2010 | CORAL GABLES, FL | |
IA | 03/12/2008 - 01/01/2010 | CORAL GABLES, FL | |
B | 02/11/2008 - 01/01/2010 | CORAL GABLES, FL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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