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ELIZABETH ANN FITZWATER
ELIZABETH A FITZWATER
CRD#: 2729767
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 THE TOWERS AT KENWOOD
8044 MONTGOMERY ROAD, Ste. 100W
CINCINNATI, OH 45236
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2010 - Present (14 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - Present (18 years)BMCDONALD INVESTMENTS INC. (CRD# 566)1999 - 2007 (7 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1996 - 1999 (2 years)
License(s)

State Registrations

B
California 1/9/2019

B
New Jersey 2/1/2017

B
Florida 4/22/2010

B
New York 1/11/2012

B
Georgia 1/9/2019

B
Ohio 2/9/2007

B
Illinois 2/1/2017

IA
Ohio 4/30/2010

B
Indiana 4/22/2010

B
Oklahoma 1/9/2019

B
Kentucky 4/22/2010

B
South Carolina 4/22/2010

B
Massachusetts 1/9/2019

B
Tennessee 1/9/2019

B
Michigan 1/9/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
THE TOWERS AT KENWOOD 8044 MONTGOMERY ROAD, Ste. 100W, CINCINNATI, OH 45236
Fairfield Township, OH
Registered with this firm since 4/30/2010

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
THE TOWERS AT KENWOOD 8044 MONTGOMERY ROAD, Ste. 100W, CINCINNATI, OH 45236
Fairfield Township, OH
Registered with this firm since 2/9/2007

Previous Registration(s)
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B
06/01/1999 - 02/09/2007 MCDONALD INVESTMENTS INC. (CRD#:566) CINCINNATI, OH
B
10/23/1996 - 05/20/1999 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.