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JOHN PAUL ZACHOWICZ
CRD#: 2729600
IA
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HSBC SECURITIES (USA) INC.CRD#: 19585 LOCKPORT, NY
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Disclosures
28
Years of Experience
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State Registrations
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Alabama 12/12/2023
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Nevada 12/12/2023
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Alaska 12/12/2023
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New Hampshire 12/12/2023
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Arizona 12/12/2023
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New Jersey 3/2/2023
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Arkansas 12/12/2023
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New Jersey 3/3/2023
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California 12/12/2023
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New Mexico 12/12/2023
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Colorado 12/12/2023
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New York 11/23/2010
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Connecticut 12/12/2023
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New York 6/21/2022
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Delaware 12/12/2023
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North Carolina 12/12/2023
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District of Columbia 12/12/2023
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North Dakota 12/12/2023
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Florida 12/12/2023
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Ohio 12/12/2023
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Georgia 12/12/2023
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Oklahoma 12/12/2023
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Hawaii 12/12/2023
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Oregon 12/12/2023
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Idaho 12/12/2023
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Pennsylvania 12/12/2023
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Illinois 12/12/2023
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Puerto Rico 12/12/2023
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Indiana 12/12/2023
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Rhode Island 12/12/2023
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Iowa 12/12/2023
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South Carolina 12/12/2023
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Kansas 12/12/2023
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South Dakota 12/12/2023
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Kentucky 12/12/2023
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Tennessee 12/12/2023
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Louisiana 12/12/2023
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Texas 12/12/2023
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Maine 12/12/2023
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Utah 12/12/2023
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Maryland 12/12/2023
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Vermont 12/12/2023
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Massachusetts 12/12/2023
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Virgin Islands 12/12/2023
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Michigan 12/12/2023
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Virginia 12/12/2023
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Minnesota 12/12/2023
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Washington 12/12/2023
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Mississippi 12/12/2023
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West Virginia 12/12/2023
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Missouri 12/12/2023
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Wisconsin 12/12/2023
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Montana 12/12/2023
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Wyoming 12/12/2023
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Nebraska 12/12/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 6/21/2022
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Registered with this firm since 11/23/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/09/2008 - 11/05/2010 | AMHERST, NY | |
B | 01/01/2005 - 06/21/2007 | BUFFALO, NY | |
B | 03/19/1999 - 01/01/2005 | NEW YORK, NY | |
B | 05/09/1996 - 03/25/1999 | PURCHASE, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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