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JAMES MATTHEW JONES
JIM JONES
CRD#: 2728817
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Investment Adviser
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Previous Broker
STRATEGIC WEALTH INVESTMENT GROUP, LLCCRD#: 165474 500 N. HURSTBOURNE PARKWAY
SUITE 120
LOUISVILLE, KY 40222
Registration History
1996199820002002200420062008201020122014201620182020202220242 FIRMS2004 - 2005 (<1 year)2 FIRMS2005 - 2005 (<1 year)2 FIRMS2006 - 2006 (<1 year)IASTRATEGIC WEALTH INVESTMENT GR... (CRD# 165474)2023 - Present (1 year)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2023 - 2023 (<1 year)BTOWER SQUARE SECURITIES, INC. (CRD# 833)2004 - 2004 (<1 year)BSUNTRUST SECURITIES, INC. (CRD# 17499)2001 - 2002 (1 year)BWACHOVIA SECURITIES, INC. (CRD# 431)1998 - 2000 (1 year)BOLDE DISCOUNT CORPORATION (CRD# 5979)1996 - 1998 (1 year)
License(s)

State Registrations

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Indiana 6/16/2023

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Ohio 6/16/2023

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Kentucky 6/16/2023

Current Registration(s)
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STRATEGIC WEALTH INVESTMENT GROUP, LLC (CRD#:165474)
500 N. HURSTBOURNE PARKWAY SUITE 120, LOUISVILLE, KY 40222
Registered with this firm since 6/16/2023

Previous Registration(s)
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04/13/2023 - 07/11/2023 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) MINNEAPOLIS, MN
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03/27/2006 - 09/06/2006 MML INVESTORS SERVICES, INC. (CRD#:10409) HAGERSTOWN, MD
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03/07/2006 - 09/06/2006 MML INVESTORS SERVICES, INC. (CRD#:10409) HAGERSTOWN, MD
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02/11/2005 - 08/31/2005 COMPASS CAPITAL ASSET MANAGEMENT (CRD#:13787) MIDLOTHIAN, VA
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02/11/2005 - 08/31/2005 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) CHARLOTTE, NC
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07/29/2004 - 02/16/2005 BI INVESTMENTS, LLC (CRD#:125437) MIDLOTHIAN, VA
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06/22/2004 - 02/16/2005 BI INVESTMENTS, LLC (CRD#:125437) GLEN ALLEN, VA
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02/06/2004 - 07/15/2004 TOWER SQUARE SECURITIES, INC. (CRD#:833) EL SEGUNDO, CA
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04/02/2001 - 04/12/2002 SUNTRUST SECURITIES, INC. (CRD#:17499) ATLANTA, GA
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03/16/1998 - 01/18/2000 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
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04/11/1996 - 03/27/1998 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
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Broker
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Investment Adviser
Disclosures
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