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SCOTT ALAN CUTLIFF
CRD#: 2728259
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 201 E. Las Olas Blvd.
Suite 1630
Fort Lauderdale, FL 33301
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2007 (8 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BPUTNAM MUTUAL FUNDS CORP. (CRD# 7325)1996 - 1997 (<1 year)
Disclosure(s)
View By:
10/28/2013
Criminal
Final Disposition
2/18/2001
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 2/22/2018

B
Nevada 1/23/2020

B
Arizona 9/20/2018

B
New Hampshire 10/17/2018

B
California 11/9/2012

B
New Jersey 11/9/2012

B
Colorado 11/9/2012

B
New York 11/9/2012

B
Connecticut 11/9/2012

B
North Carolina 11/9/2012

B
Delaware 10/29/2015

B
Ohio 11/9/2012

B
Florida 11/15/2012

B
Oklahoma 11/30/2022

IA
Florida 11/15/2012

B
Pennsylvania 11/9/2012

B
Georgia 11/9/2012

B
South Carolina 11/9/2012

B
Illinois 8/11/2016

B
Tennessee 11/9/2012

B
Iowa 11/9/2012

B
Texas 8/16/2016

B
Kentucky 1/14/2014

IA
Texas 9/8/2016

B
Maine 3/22/2021

B
Utah 6/27/2023

B
Maryland 11/9/2012

B
Vermont 4/22/2020

B
Massachusetts 4/3/2013

B
Virginia 11/9/2012

B
Michigan 11/9/2012

B
Washington 10/16/2018

B
Minnesota 5/31/2016

B
West Virginia 1/6/2021

B
Missouri 11/16/2022

B
Wisconsin 1/7/2021

B
Montana 8/19/2021

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
201 E. Las Olas Blvd. Suite 1630, Fort Lauderdale, FL 33301
Registered with this firm since 11/9/2012

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
201 E. Las Olas Blvd. Suite 1630, Fort Lauderdale, FL 33301
Registered with this firm since 11/9/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 11/20/2012 MORGAN STANLEY (CRD#:149777) FT. LAUDERDALE, FL
B
06/01/2009 - 11/20/2012 MORGAN STANLEY (CRD#:149777) FT. LAUDERDALE, FL
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) FT. LAUDERDALE, FL
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) FT. LAUDERDALE, FL
IA
04/22/1999 - 04/02/2007 MORGAN STANLEY (CRD#:7556) FT. LAUDERDALE, FL
B
04/19/1999 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) FT. LAUDERDALE, FL
B
06/19/1996 - 05/09/1997 PUTNAM MUTUAL FUNDS CORP. (CRD#:7325) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.