• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
AARON ANTHONY GALLARDO
CRD#: 2727350
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 1901 AVENUE OF THE STARS
SUITE 1400
CENTURY CITY, CA 90067-6089
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BBLACKROCK FUND DISTRIBUTION CO... (CRD# 146183)2009 - 2011 (2 years)BBARCLAYS GLOBAL INVESTORS SERVICES (CRD# 39438)2008 - 2009 (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1997 - 2008 (10 years)IABLACKROCK FUND ADVISORS (CRD# 105247)2008 - 2011 (3 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2005 - 2008 (3 years)
Disclosure(s)
View By:
7/22/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 4/14/2012

B
Montana 4/14/2012

B
Alaska 4/14/2012

B
Nebraska 4/14/2012

B
Arizona 4/14/2012

B
Nevada 4/14/2012

B
Arkansas 4/14/2012

B
New Hampshire 4/14/2012

IA
California 4/3/2012

B
New Jersey 4/14/2012

B
California 4/14/2012

B
New Mexico 4/14/2012

B
Colorado 4/14/2012

B
New York 4/14/2012

B
Connecticut 4/14/2012

B
North Carolina 4/16/2012

B
Delaware 4/14/2012

B
North Dakota 4/14/2012

B
District of Columbia 4/14/2012

B
Ohio 4/17/2012

B
Florida 4/14/2012

B
Oklahoma 4/14/2012

B
Georgia 4/14/2012

B
Oregon 4/14/2012

B
Hawaii 4/14/2012

B
Pennsylvania 4/14/2012

B
Idaho 4/14/2012

B
Puerto Rico 4/14/2012

B
Illinois 4/14/2012

B
Rhode Island 4/14/2012

B
Indiana 4/14/2012

B
South Carolina 4/14/2012

B
Iowa 4/14/2012

B
South Dakota 4/14/2012

B
Kansas 4/14/2012

B
Tennessee 4/14/2012

B
Kentucky 4/14/2012

B
Texas 4/14/2012

B
Louisiana 4/14/2012

B
Utah 4/14/2012

B
Maine 4/17/2012

B
Vermont 4/14/2012

B
Maryland 4/14/2012

B
Virginia 4/14/2012

B
Massachusetts 4/14/2012

B
Washington 4/14/2012

B
Michigan 4/14/2012

B
West Virginia 4/14/2012

B
Minnesota 4/14/2012

B
Wisconsin 4/14/2012

B
Mississippi 4/14/2012

B
Wyoming 4/14/2012

B
Missouri 4/14/2012

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
1901 AVENUE OF THE STARS SUITE 1400, CENTURY CITY, CA 90067-6089
WOODLAND HILLS, CA
Registered with this firm since 4/14/2012

IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
1901 AVENUE OF THE STARS SUITE 1400, CENTURY CITY, CA 90067-6089
WOODLAND HILLS, CA
Registered with this firm since 4/3/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/13/2008 - 12/13/2011 BLACKROCK FUND ADVISORS (CRD#:105247) SAN FRANCISCO, CA
B
11/06/2009 - 12/13/2011 BLACKROCK FUND DISTRIBUTION COMPANY (CRD#:146183) SAN FRANCISCO, CA
B
08/13/2008 - 12/31/2009 BARCLAYS GLOBAL INVESTORS SERVICES (CRD#:39438) NEW YORK, NY
IA
05/24/2005 - 06/25/2008 CHARLES SCHWAB & CO., INC. (CRD#:5393) CORTE MADERA, CA
B
11/28/1997 - 06/25/2008 CHARLES SCHWAB & CO., INC. (CRD#:5393) CORTE MADERA, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.