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STEVEN ERIC BERTOLO
CRD#: 2727156
IA
B
CITIZENS SECURITIES, INC.CRD#: 39550 525 WILLIAM PENN PLACE
PITTSBURGH, PA 15219
PITTSBURGH, PA 15219
0
Disclosures
24
Years of Experience
View By:
State Registrations
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Michigan 2/7/2025
IA
Ohio 2/10/2025
B
Michigan 2/11/2025
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Pennsylvania 8/15/2019
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New York 2/7/2025
B
Pennsylvania 12/11/2024
B
New York 2/11/2025
IA
Wisconsin 2/18/2025
B
Ohio 2/10/2025
B
Wisconsin 2/20/2025
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 10/21/2024
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Registered with this firm since 8/15/2019
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Registered with this firm since 10/21/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/25/2019 - 01/09/2020 | PITTSBURGH, PA | |
B | 02/25/2019 - 01/09/2020 | PITTSBURGH, PA | |
IA | 12/12/2016 - 08/14/2017 | PITTSBURGH, PA | |
B | 12/12/2016 - 08/14/2017 | PITTSBURGH, PA | |
IA | 11/18/2013 - 12/22/2016 | GIBSONIA, PA | |
B | 11/18/2013 - 12/22/2016 | GIBSONIA, PA | |
IA | 08/15/2006 - 11/18/2013 | GIBSONIA, PA | |
B | 09/09/2004 - 11/18/2013 | GIBSONIA, PA | |
IA | 08/08/2005 - 08/15/2006 | GIBSONIA, PA | |
IA | 01/09/2004 - 09/16/2004 | PITTSBURGH, PA | |
B | 01/08/2004 - 09/16/2004 | NEW YORK, NY | |
B | 04/19/2001 - 01/09/2004 | PITTSBURGH, PA | |
B | 01/17/2000 - 03/26/2001 | PURCHASE, NY | |
B | 06/17/1996 - 12/31/1996 | OVERLAND PARK, KS |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.