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WILLIAM EDWARD MARLEY
BILL MARLEY
CRD#: 2726644
IA
Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 6401 ELDORADO PKWY STE 336
MCKINNEY, TX 75070
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2005 (3 years)2 FIRMS2005 - 2007 (2 years)2 FIRMS2007 - 2011 (4 years)2 FIRMS2011 - Present (13 years)BFROST BROKERAGE SERVICES, INC. (CRD# 17465)2001 - 2001 (<1 year)BAXA ADVISORS, LLC (CRD# 6627)1996 - 2001 (5 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1996 - 2000 (3 years)
License(s)

State Registrations

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Alabama 9/19/2023

B
Missouri 2/5/2021

B
Alaska 10/26/2021

B
Nebraska 4/3/2020

B
California 4/3/2018

B
New Mexico 7/5/2018

B
Colorado 10/11/2011

B
Ohio 2/10/2015

B
Florida 10/11/2011

B
Oklahoma 3/25/2015

B
Indiana 8/16/2012

B
Oregon 1/11/2016

B
Kansas 12/7/2011

B
South Carolina 7/26/2021

B
Kentucky 10/11/2011

B
Tennessee 10/7/2021

B
Louisiana 10/11/2011

B
Texas 10/11/2011

B
Maine 4/2/2019

IA
Texas 10/11/2011

B
Michigan 10/11/2011

B
Virginia 10/11/2011

B
Minnesota 3/19/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
6401 ELDORADO PKWY STE 336, MCKINNEY, TX 75070
Registered with this firm since 10/11/2011

B
LPL FINANCIAL LLC (CRD#:6413)
6401 ELDORADO PKWY STE 336, MCKINNEY, TX 75070
Registered with this firm since 10/11/2011

Previous Registration(s)
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IA
08/03/2007 - 10/11/2011 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) PLANO, TX
B
08/03/2007 - 10/11/2011 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) PLANO, TX
IA
08/15/2005 - 08/01/2007 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) RICHARDSON, TX
B
08/15/2005 - 08/01/2007 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) RICHARDSON, TX
IA
08/19/2002 - 08/02/2005 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) MCKINNEY, TX
B
01/02/2002 - 08/02/2005 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
B
04/13/2001 - 11/30/2001 FROST BROKERAGE SERVICES, INC. (CRD#:17465) SAN ANTONIO, TX
B
04/09/1996 - 04/25/2001 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
04/09/1996 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.