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Detailed Report
KAREN ELIZABETH MCLELAND
KAREN ELIZEBETH MCLELAND, KAREN ELIZABETH MCLELANDROGERS
CRD#: 2725216
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1880 TICE VALLEY BLVD
WALNUT CREEK, CA 94595
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2008 (5 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2005 - 2008 (2 years)
License(s)

State Registrations

B
Alabama 11/21/2023
B
Minnesota 2/2/2018
B
Arizona 2/2/2018
B
Missouri 10/11/2022
B
Arkansas 10/31/2022
B
Montana 2/2/2018
B
California 1/1/2008
B
Nevada 2/2/2018
IA
California 1/1/2008
B
New Jersey 9/23/2020
B
Colorado 2/2/2018
B
New Mexico 2/2/2018
B
Connecticut 6/15/2021
B
New York 2/2/2018
B
District of Columbia 7/1/2021
B
North Carolina 2/5/2018
B
Florida 2/2/2018
B
Ohio 7/21/2022
B
Georgia 12/13/2018
B
Oregon 2/2/2018
B
Hawaii 2/2/2018
B
Pennsylvania 2/2/2018
B
Idaho 2/2/2018
B
Texas 2/2/2018
B
Illinois 2/2/2018
IA
Texas 2/3/2018
B
Iowa 10/21/2019
B
Utah 2/2/2018
B
Kentucky 2/2/2018
B
Virginia 2/2/2018
B
Maryland 5/8/2018
B
Washington 2/2/2018
B
Massachusetts 2/2/2018
B
Wisconsin 2/2/2018
B
Michigan 10/3/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1880 TICE VALLEY BLVD, WALNUT CREEK, CA 94595
Registered with this firm since 1/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1880 TICE VALLEY BLVD, WALNUT CREEK, CA 94595
Registered with this firm since 1/1/2008
Previous Registration(s)
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B
 05/07/2002 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) WALNUT CREEK, CA
IA
 08/15/2005 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) WALNUT CREEK, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.