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LARRY RAY KNISLEY
CRD#: 272481
IA
B
OSAIC WEALTH, INC.CRD#: 23131 PORTLAND, OR
0
Disclosures
54
Years of Experience
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State Registrations
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Alaska 9/1/2023
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New York 9/1/2023
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Arizona 9/1/2023
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North Carolina 9/1/2023
B
Arkansas 9/1/2023
B
North Dakota 9/1/2023
B
California 9/1/2023
B
Ohio 9/1/2023
B
Colorado 9/1/2023
B
Oklahoma 9/1/2023
B
District of Columbia 9/1/2023
B
Oregon 9/1/2023
B
Florida 9/1/2023
IA
Oregon 9/1/2023
B
Georgia 9/1/2023
B
Pennsylvania 9/1/2023
B
Hawaii 9/1/2023
B
South Dakota 9/1/2023
B
Idaho 9/1/2023
B
Tennessee 9/1/2023
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Idaho 9/1/2023
B
Texas 9/1/2023
B
Illinois 9/1/2023
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Texas 2/13/2025
B
Indiana 11/22/2024
B
Utah 9/1/2023
B
Iowa 9/1/2023
B
Vermont 9/1/2023
B
Kansas 9/1/2023
B
Virginia 9/1/2023
B
Maryland 9/1/2023
B
Washington 9/1/2023
B
Missouri 9/1/2023
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Washington 9/1/2023
B
Montana 9/1/2023
B
West Virginia 9/1/2023
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Montana 5/13/2024
B
Wisconsin 9/1/2023
B
Nevada 9/1/2023
B
Wyoming 9/1/2023
B
New Mexico 9/1/2023
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Wyoming 3/7/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/31/2008 - 09/01/2023 | PORTLAND, OR | |
B | 10/31/2008 - 09/01/2023 | PORTLAND, OR | |
IA | 07/25/2002 - 10/31/2008 | BEAVERTON, OR | |
B | 10/01/2002 - 10/31/2008 | BEAVERTON, OR | |
B | 12/01/1970 - 10/01/2002 | HOUSTON, TX | |
B | 05/27/1980 - 10/29/1981 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.