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JOSEPH F SHIMAN III
III JOSEPH F SHIMAN
CRD#: 2724297
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 18 N MAIN ST STE 3G
WEST HARTFORD, CT 06107
CETERA ADVISOR NETWORKS LLCCRD#: 13572 18 N MAIN ST STE 3G
WEST HARTFORD, CT 06107
Registration History
1996199820002002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - Present (11 years)BTOWER SQUARE SECURITIES, INC. (CRD# 833)1996 - 2013 (17 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - 2023 (9 years)IATOWER SQUARE SECURITIES, INC. (CRD# 833)2003 - 2013 (10 years)
License(s)

State Registrations

B
Arizona 3/7/2016

B
Michigan 11/1/2019

B
California 9/3/2013

B
Missouri 1/9/2018

B
Colorado 1/19/2018

B
New York 9/3/2013

B
Connecticut 9/3/2013

B
North Carolina 9/3/2013

IA
Connecticut 6/29/2023

B
Ohio 11/3/2016

B
District of Columbia 12/22/2016

B
Oregon 9/3/2013

B
Florida 9/3/2013

B
Pennsylvania 10/31/2024

B
Georgia 9/3/2013

B
Rhode Island 9/3/2013

B
Illinois 11/26/2019

B
South Carolina 10/21/2013

B
Indiana 3/5/2024

B
Tennessee 10/2/2024

B
Maine 9/3/2013

B
Vermont 9/15/2016

B
Maryland 1/30/2015

B
Virginia 2/11/2022

B
Massachusetts 9/3/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
18 N MAIN ST STE 3G, WEST HARTFORD, CT 06107
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
18 N MAIN ST STE 3G, WEST HARTFORD, CT 06107
Registered with this firm since 9/3/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/03/2013 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) AVON, CT
IA
01/02/2003 - 09/03/2013 TOWER SQUARE SECURITIES, INC. (CRD#:833) AVON, CT
B
05/07/1996 - 09/03/2013 TOWER SQUARE SECURITIES, INC. (CRD#:833) AVON, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.