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PAUL JOSEPH LAFOUNTAIN
CRD#: 2723878
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI RETAIL BANKING
6105 JERICHO TURNPIKE
COMMACK, NY 11725
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2007 (2 years)2 FIRMS2007 - Present (17 years)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2004 (2 years)BWATERHOUSE SECURITIES, INC. (CRD# 7870)1996 - 1998 (2 years)
License(s)

State Registrations

B
California 5/29/2007

B
New Jersey 5/29/2007

IA
California 5/29/2007

IA
New Jersey 1/28/2020

B
Colorado 3/22/2021

B
New York 5/29/2007

B
Connecticut 11/25/2015

IA
New York 8/17/2021

B
Delaware 7/31/2007

B
North Carolina 5/29/2007

B
District of Columbia 3/4/2016

B
Ohio 3/3/2021

B
Florida 5/29/2007

B
Pennsylvania 5/8/2018

B
Georgia 7/31/2020

B
Rhode Island 9/9/2021

B
Hawaii 1/5/2024

B
South Carolina 11/13/2009

B
Idaho 2/17/2022

B
Tennessee 3/10/2021

B
Illinois 11/25/2015

B
Texas 12/12/2017

B
Kansas 1/3/2012

B
Vermont 5/13/2010

B
Maryland 2/8/2010

B
Virginia 3/3/2008

B
Massachusetts 2/8/2010

B
Washington 12/23/2024

B
Missouri 1/11/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI RETAIL BANKING 6105 JERICHO TURNPIKE, COMMACK, NY 11725
CITI RETAIL BANKING 131 ALEXANDER AVENUE, LAKE GROVE, NY 11755
Registered with this firm since 5/29/2007

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI RETAIL BANKING 6105 JERICHO TURNPIKE, COMMACK, NY 11725
CITI RETAIL BANKING 131 ALEXANDER AVENUE, LAKE GROVE, NY 11755
Registered with this firm since 5/29/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/09/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) LAKE GROVE, NY
B
06/14/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) LAKE GROVE, NY
B
11/19/2001 - 06/10/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
05/22/1996 - 09/30/1998 WATERHOUSE SECURITIES, INC. (CRD#:7870) OMAHA, NE
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.