• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MICHAEL CHARLES MATTISON
MIKE MATTISON
CRD#: 2723042
IA
Investment Adviser
B
Previous Broker
PLANVEST FINANCIAL, INC.CRD#: 290306 555 QUINCE ORCHARD ROAD
SUITE 280
GAITHERSBURG, MD 20878
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2003 (4 years)2 FIRMS2003 - 2006 (3 years)2 FIRMS2006 - 2011 (5 years)IAPLANVEST FINANCIAL, INC. (CRD# 290306)2018 - Present (7 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2019 - 2020 (1 year)BLPL FINANCIAL LLC (CRD# 6413)2011 - 2019 (8 years)BINTERSECURITIES, INC. (CRD# 16164)1996 - 1999 (3 years)IALPL FINANCIAL LLC (CRD# 6413)2012 - 2018 (5 years)IARESEARCH FINANCIAL STRATEGIES (CRD# 153247)2011 - 2012 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2011 - 2011 (<1 year)
Disclosure(s)
View By:
7/9/2015
Customer Dispute
Settled
License(s)

State Registrations

IA
Maryland 1/2/2018

Current Registration(s)
IA
PLANVEST FINANCIAL, INC. (CRD#:290306)
555 QUINCE ORCHARD ROAD SUITE 280, GAITHERSBURG, MD 20878
Registered with this firm since 1/2/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
B
12/23/2019 - 12/31/2020 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Gaithersburg, MD
B
11/18/2011 - 12/24/2019 LPL FINANCIAL LLC (CRD#:6413) GAITHERSBURG, MD
IA
08/03/2012 - 05/09/2018 LPL FINANCIAL LLC (CRD#:6413) GAITHERSBURG, MD
IA
12/12/2011 - 08/03/2012 RESEARCH FINANCIAL STRATEGIES (CRD#:153247) ROCKVILLE, MD
IA
11/18/2011 - 11/18/2011 LPL FINANCIAL LLC (CRD#:6413) GAITHERSBURG, MD
IA
08/31/2006 - 11/18/2011 CENTAURUS FINANCIAL, INC. (CRD#:30833) GAITHERSBURG, MD
B
08/31/2006 - 11/18/2011 CENTAURUS FINANCIAL, INC. (CRD#:30833) GAITHERSBURG, MD
B
09/18/2003 - 09/06/2006 USALLIANZ SECURITIES, INC. (CRD#:40875) LEESBURG, VA
IA
09/18/2003 - 07/24/2006 USALLIANZ SECURITIES, INC. (CRD#:40875) LEESBURG, VA
IA
08/04/1999 - 10/02/2003 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) POTOMAC, MD
B
04/05/1999 - 10/02/2003 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) GREENWOOD VILLAGE, CO
B
03/11/1996 - 04/07/1999 INTERSECURITIES, INC. (CRD#:16164) PHILADELPHIA, PA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.