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ALAN MARSHALL KESTIN
CRD#: 2722883
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 350 E LAS OLAS BLVD 19TH FL
FORT LAUDERDALE, FL 33301
Registration History
1996199820002002200420062008201020122014201620182020202220242 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1996 - 2003 (7 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 2003 (6 years)
Disclosure(s)
View By:
10/23/2002
Customer Dispute
Denied
1/25/1999
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 3/19/2013

B
Michigan 3/19/2013

B
Arizona 6/6/2007

B
Mississippi 2/11/2022

B
Arkansas 7/24/2024

B
Missouri 6/5/2007

B
California 7/1/2003

B
Nevada 2/11/2022

B
Colorado 9/8/2021

B
New Hampshire 10/26/2006

B
Connecticut 2/11/2022

B
New Jersey 7/1/2003

B
Delaware 2/11/2022

B
New Mexico 2/11/2022

B
District of Columbia 6/5/2007

B
New York 7/1/2003

B
Florida 7/1/2003

B
North Carolina 1/23/2006

IA
Florida 7/1/2003

B
Ohio 3/20/2013

B
Georgia 2/11/2022

B
Oregon 8/2/2023

B
Hawaii 2/11/2022

B
Pennsylvania 4/3/2007

B
Idaho 2/11/2022

B
Rhode Island 4/23/2009

B
Illinois 2/11/2022

B
South Carolina 2/11/2022

B
Indiana 8/2/2023

B
Tennessee 10/22/2015

B
Iowa 8/8/2023

B
Texas 3/19/2013

B
Kansas 2/11/2022

IA
Texas 3/22/2013

B
Kentucky 2/11/2022

B
Utah 2/11/2022

B
Louisiana 2/11/2022

B
Vermont 7/11/2019

B
Maryland 6/5/2007

B
Virginia 2/16/2005

B
Massachusetts 7/1/2003

B
Washington 2/11/2022

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
350 E LAS OLAS BLVD 19TH FL, FORT LAUDERDALE, FL 33301
DAVIE, FL
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
350 E LAS OLAS BLVD 19TH FL, FORT LAUDERDALE, FL 33301
DAVIE, FL
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/1997 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) BOCA RATON, FL
B
04/18/1996 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.