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Detailed Report
GREGORY WHITE ANDERSON
Gregory W Anderson
CRD#: 2722390
IA
Investment Adviser
B
Broker
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 1700 Park Street, Suite 200
Naperville, IL 60563
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 1700 Park Street
Suite 200
Naperville, IL 60563
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BAXA ADVISORS, LLC (CRD# 6627)1996 - 2017 (20 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1996 - 2000 (3 years)IAAXA ADVISORS, LLC (CRD# 6627)2000 - 2016 (16 years)IAMIDWEST PROFESSIONAL PLANNERS,... (CRD# 112995)2008 - 2009 (1 year)
Disclosure(s)
View By:
1/16/2024
Customer Dispute
Settled
10/19/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 12/27/2016
B
Minnesota 12/22/2016
B
Alaska 7/15/2024
B
Nevada 12/22/2016
B
Arizona 12/23/2016
B
New Jersey 12/22/2016
B
California 12/22/2016
B
New York 12/22/2016
B
Connecticut 12/22/2016
B
North Carolina 12/22/2016
B
Florida 12/22/2016
B
Ohio 12/22/2016
B
Georgia 12/22/2016
B
Pennsylvania 12/27/2016
B
Illinois 12/22/2016
B
Rhode Island 12/27/2016
IA
Illinois 12/22/2016
B
South Carolina 12/22/2016
B
Indiana 1/5/2017
B
Tennessee 1/29/2021
B
Iowa 12/22/2016
B
Texas 12/22/2016
B
Kansas 12/22/2016
IA
Texas 7/27/2023
B
Kentucky 4/11/2018
B
Utah 12/22/2016
B
Louisiana 12/22/2016
B
Virginia 12/22/2016
B
Massachusetts 5/5/2023
B
Washington 10/22/2021
B
Michigan 1/3/2017
B
Wisconsin 12/26/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
KESTRA INVESTMENT SERVICES, LLC (CRD#:42046)
1700 Park Street Suite 200, Naperville, IL 60563
St. Charles, IL
Registered with this firm since 12/22/2016
IA
KESTRA ADVISORY SERVICES, LLC (CRD#:283330)
1700 Park Street, Suite 200, Naperville, IL 60563
St. Charles, IL
Registered with this firm since 12/22/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/22/1996 - 01/05/2017 AXA ADVISORS, LLC (CRD#:6627) NAPERVILLE, IL
IA
 01/10/2000 - 12/31/2016 AXA ADVISORS, LLC (CRD#:6627) NAPERVILLE, IL
IA
 03/05/2008 - 12/31/2009 MIDWEST PROFESSIONAL PLANNERS, LTD. (CRD#:112995) NAPERVILLE, IL
B
 03/22/1996 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.