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ARTHUR WILLIAM MC GRATH III
ARTHUR WILLIAM MCGRATH III, LIAM MCGRATH III
CRD#: 2722256
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3717 DECATUR AVENUE
STE 2
KENSINGTON, MD 20895-2148
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - Present (26 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1998 - 2006 (8 years)BJOSEPHTHAL LYON & ROSS INCORPO... (CRD# 3227)1996 - 1997 (<1 year)BBILTMORE SECURITIES, INC (CRD# 25023)1996 - 1996 (<1 year)
Disclosure(s)
View By:
11/1/2011
Judgment / Lien
License(s)

State Registrations

B
Arizona 2/22/2012

IA
Maryland 10/12/2001

B
California 3/8/2005

B
Massachusetts 7/10/2002

B
Colorado 6/15/2017

B
New Jersey 1/21/2004

B
District of Columbia 5/27/1998

B
New York 11/20/1998

B
Florida 1/17/2014

B
North Carolina 11/4/2021

B
Georgia 6/28/2002

B
Pennsylvania 2/14/2011

B
Hawaii 12/12/2013

B
Texas 10/29/2014

B
Illinois 4/10/2019

IA
Texas 10/30/2014

B
Maryland 4/28/1998

B
Virginia 5/20/1998

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3717 DECATUR AVENUE STE 2, KENSINGTON, MD 20895-2148
Berwyn Heights, MD
Registered with this firm since 8/30/1998

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3717 DECATUR AVENUE STE 2, KENSINGTON, MD 20895-2148
Berwyn Heights, MD
Registered with this firm since 4/28/1998

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/28/1998 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
09/27/1996 - 04/09/1997 JOSEPHTHAL LYON & ROSS INCORPORATED (CRD#:3227) NEW YORK, NY
B
08/09/1996 - 09/04/1996 BILTMORE SECURITIES, INC (CRD#:25023)
FINRA expelled the firm on 03/01/1999
FT. LAUDERDALE, FL
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.