Individual Firm
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Carla Wright
CARLA FULLER, CARLA WRIGHT GAS, CARLA PAREIN, CARLA GAIL WRIGHT
CRD#: 2722088
IA
B
MORGAN STANLEYCRD#: 149777 3280 Peachtree Road North East
Suite1600
Atlanta, GA 30305
Suite1600
Atlanta, GA 30305
View By:
9/24/2002
Customer Dispute
Settled
State Registrations
B
Alabama 9/29/2022
B
Michigan 9/29/2022
B
Alaska 6/21/2023
B
Mississippi 5/13/2024
B
Arizona 9/29/2022
B
Nebraska 6/21/2023
B
Arkansas 9/12/2023
B
Nevada 8/28/2024
B
California 9/29/2022
B
New Jersey 9/29/2022
B
Colorado 9/29/2022
B
New Mexico 6/21/2023
B
Connecticut 9/29/2022
B
New York 9/29/2022
B
Delaware 6/21/2023
B
North Carolina 9/29/2022
B
District of Columbia 9/29/2022
B
Ohio 9/30/2022
B
Florida 9/29/2022
B
Oklahoma 9/29/2022
B
Georgia 9/29/2022
B
Oregon 9/29/2022
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Georgia 10/3/2022
B
Pennsylvania 9/29/2022
B
Illinois 9/29/2022
B
Rhode Island 9/29/2022
B
Indiana 9/29/2022
B
South Carolina 9/29/2022
B
Kansas 9/29/2022
B
Tennessee 9/29/2022
B
Kentucky 1/2/2024
B
Texas 9/29/2022
B
Louisiana 9/29/2022
IA
Texas 9/29/2022
B
Maine 5/21/2024
B
Utah 9/29/2022
B
Maryland 9/29/2022
B
Virginia 10/3/2022
B
Massachusetts 10/3/2022
B
Washington 9/29/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/29/2022
B
Registered with this firm since 9/29/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/31/2015 - 09/30/2022 | ATLANTA, GA | |
B | 07/31/2015 - 09/30/2022 | ATLANTA, GA | |
IA | 04/10/2007 - 08/10/2015 | ATLANTA, GA | |
B | 03/16/2007 - 08/10/2015 | ATLANTA, GA | |
IA | 04/29/2003 - 03/26/2007 | ATLANTA, GA | |
B | 02/16/2001 - 03/26/2007 | ATLANTA, GA | |
IA | 03/16/2007 - 03/19/2007 | ATLANTA, GA | |
B | 04/17/1996 - 02/27/2001 | WEEHAWKEN, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.