• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RICHARD JOHN MAZZOLA
RICK MAZZOLA
CRD#: 2720220
IA
Investment Adviser
B
Previous Broker
CHURCHILL MANAGEMENT GROUPCRD#: 109651 Dallas, TX
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2019 (14 years)IACHURCHILL MANAGEMENT GROUP (CRD# 109651)2019 - Present (6 years)BATLAS SECURITIES, INC. (CRD# 20991)2004 - 2005 (<1 year)BTD WATERHOUSE INVESTOR SERVICE... (CRD# 7870)2003 - 2004 (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1996 - 2002 (6 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2006 - 2019 (12 years)IATD WATERHOUSE INVESTOR SERVICE... (CRD# 7870)2004 - 2004 (<1 year)
License(s)

State Registrations

IA
Texas 1/28/2019

Current Registration(s)
IA
CHURCHILL MANAGEMENT GROUP (CRD#:109651)
Dallas, TX
Registered with this firm since 1/28/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/15/2006 - 02/01/2019 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Dallas, TX
IA
02/04/2005 - 02/01/2019 TD AMERITRADE, INC. (CRD#:7870) DALLAS, TX
B
02/04/2005 - 02/01/2019 TD AMERITRADE, INC. (CRD#:7870) DALLAS, TX
B
09/17/2004 - 02/03/2005 ATLAS SECURITIES, INC. (CRD#:20991) SAN LEANDRO, CA
IA
02/24/2004 - 09/01/2004 TD WATERHOUSE INVESTOR SERVICES, INC. (CRD#:7870) DALLAS, TX
B
12/11/2003 - 09/01/2004 TD WATERHOUSE INVESTOR SERVICES, INC. (CRD#:7870) OMAHA, NE
B
03/18/1996 - 09/16/2002 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.