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BART A RICCARDI
BART ANTHONY RICCARDI, Bart Riccardi
CRD#: 2719667
IA
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MORGAN STANLEYCRD#: 149777 100 North Tampa Street
Suite 3000
Tampa, FL 33602
Suite 3000
Tampa, FL 33602
0
Disclosures
28
Years of Experience
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State Registrations
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Alabama 2/5/2021
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Nebraska 12/9/2019
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Alaska 2/5/2021
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Nevada 12/9/2019
B
Arizona 2/5/2021
B
New Hampshire 2/5/2021
B
Arkansas 12/9/2019
B
New Jersey 2/5/2021
B
California 2/5/2021
B
New Mexico 12/9/2019
B
Colorado 2/5/2021
B
New York 2/5/2021
B
Connecticut 2/5/2021
B
North Carolina 12/9/2019
B
Delaware 2/5/2021
B
North Dakota 12/9/2019
B
District of Columbia 2/5/2021
B
Ohio 2/8/2021
B
Florida 11/5/2019
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Oklahoma 2/5/2021
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Florida 11/6/2019
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Oregon 2/5/2021
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Georgia 11/5/2019
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Pennsylvania 2/5/2021
B
Hawaii 2/5/2021
B
Puerto Rico 12/9/2019
B
Idaho 2/5/2021
B
Rhode Island 12/9/2019
B
Illinois 12/9/2019
B
South Carolina 12/9/2019
B
Indiana 12/9/2019
B
South Dakota 12/9/2019
B
Iowa 2/5/2021
B
Tennessee 2/5/2021
B
Kansas 2/5/2021
B
Texas 12/9/2019
B
Kentucky 2/5/2021
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Texas 4/23/2020
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Louisiana 2/5/2021
B
Utah 12/9/2019
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Maine 2/5/2021
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Vermont 2/5/2021
B
Maryland 2/5/2021
B
Virgin Islands 2/5/2021
B
Massachusetts 12/9/2019
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Virginia 2/5/2021
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Michigan 2/5/2021
B
Washington 12/9/2019
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Minnesota 12/9/2019
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West Virginia 2/5/2021
B
Mississippi 12/9/2019
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Wisconsin 12/9/2019
B
Missouri 2/5/2021
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Wyoming 2/5/2021
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Montana 2/5/2021
SRO Registrations
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IA
Registered with this firm since 11/6/2019
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Registered with this firm since 11/5/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2001 - 07/15/2019 | TAMPA, FL | |
B | 04/04/1997 - 07/15/2019 | TAMPA, FL | |
B | 03/15/1996 - 01/31/1997 | SPRINGFIELD, MA | |
B | 03/15/1996 - 01/31/1997 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.