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Detailed Report
CHAD F MANNING
CRD#: 2718805
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 17 COWBOYS WAY STE 500
FRISCO, TX 75034
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2009 (8 years)2 FIRMS2009 - 2016 (6 years)2 FIRMS2016 - Present (8 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2000 - 2001 (<1 year)BFIRST TENNESSEE BROKERAGE, INC. (CRD# 17117)2000 - 2000 (<1 year)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1999 - 2000 (<1 year)BCOMERICA SECURITIES (CRD# 17079)1999 - 1999 (<1 year)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1998 - 1999 (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1996 - 1996 (<1 year)
License(s)

State Registrations

B
Alabama 8/11/2021
B
Massachusetts 2/4/2019
B
Arizona 5/20/2016
B
Missouri 5/20/2016
B
Arkansas 2/4/2019
B
Nevada 5/20/2016
B
California 5/20/2016
B
Texas 5/20/2016
B
Delaware 3/23/2022
IA
Texas 5/20/2016
B
Florida 5/20/2016
B
Utah 2/4/2019
B
Georgia 5/20/2016
B
Washington 5/20/2016
B
Illinois 5/20/2016

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
17 COWBOYS WAY STE 500, FRISCO, TX 75034
17 COWBOYS WAY STE 500 [YF-RBO], FRISCO, TX 75034
Registered with this firm since 5/20/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
17 COWBOYS WAY STE 500, FRISCO, TX 75034
17 COWBOYS WAY STE 500 [YF-RBO], FRISCO, TX 75034
Registered with this firm since 5/20/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/11/2009 - 06/16/2016 MORGAN STANLEY (CRD#:149777) DALLAS, TX
B
 12/11/2009 - 06/16/2016 MORGAN STANLEY (CRD#:149777) DALLAS, TX
IA
 06/14/2001 - 12/15/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
B
 06/14/2001 - 12/15/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
B
 09/19/2000 - 06/18/2001 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
 01/21/2000 - 09/01/2000 FIRST TENNESSEE BROKERAGE, INC. (CRD#:17117) MEMPHIS, TN
B
 04/29/1999 - 02/01/2000 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 04/08/1999 - 04/29/1999 COMERICA SECURITIES (CRD#:17079) DETROIT, MI
B
 05/06/1998 - 02/05/1999 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 04/09/1996 - 05/29/1996 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.