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Detailed Report
TERRY LEE LINEBERGER
CRD#: 2718511
IA
Investment Adviser
B
Broker
D.A. DAVIDSON & CO.CRD#: 199 Waxhaw, NC
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 1996 (<1 year)2 FIRMS2009 - 2020 (11 years)2 FIRMS2020 - Present (4 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1996 - 2009 (12 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2009 (11 years)
License(s)

State Registrations

B
Arizona 5/21/2020
B
Minnesota 7/15/2024
B
Arkansas 5/21/2020
B
Nevada 5/21/2020
B
California 5/21/2020
B
New Mexico 12/15/2020
IA
California 5/21/2020
B
New York 5/21/2020
B
Colorado 5/21/2020
B
North Carolina 5/21/2020
B
Connecticut 9/26/2022
IA
North Carolina 12/9/2020
B
District of Columbia 5/18/2021
B
Ohio 5/21/2020
B
Florida 5/21/2020
B
Oregon 5/21/2020
B
Georgia 5/21/2020
B
Pennsylvania 5/21/2020
B
Hawaii 5/21/2020
B
South Carolina 6/3/2020
B
Idaho 5/21/2020
B
Tennessee 1/4/2023
B
Iowa 5/21/2020
B
Texas 12/22/2022
B
Louisiana 5/21/2020
IA
Texas 12/22/2022
B
Maryland 5/21/2020
B
Washington 5/21/2020
B
Massachusetts 5/21/2020
B
Wisconsin 5/21/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
D.A. DAVIDSON & CO. (CRD#:199)
Waxhaw, NC
3540 Toringdon Way Suite 200, Charlotte, NC 28277
Registered with this firm since 5/21/2020
B
D.A. DAVIDSON & CO. (CRD#:199)
Waxhaw, NC
3540 Toringdon Way Suite 200, Charlotte, NC 28277
Registered with this firm since 5/21/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/20/2009 - 06/10/2020 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) ROSEVILLE, CA
B
 04/20/2009 - 06/10/2020 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) ROSEVILLE, CA
IA
 07/08/1997 - 05/12/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SACRAMENTO, CA
B
 07/03/1996 - 05/12/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SACRAMENTO, CA
B
 04/18/1996 - 05/31/1996 EQ FINANCIAL CONSULTANTS, INC. (CRD#:6627) NEW YORK, NY
B
 04/18/1996 - 05/31/1996 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.