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Detailed Report
MATTHEW GEORGE WATSON
MATT WATSON
CRD#: 2717228
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 3 HARDING ROAD
RED BANK, NJ 07701
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2017 (8 years)2 FIRMS2017 - Present (7 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2001 - 2009 (7 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1996 - 2001 (4 years)BWHEAT, FIRST SECURITIES, INC. (CRD# 6124)1996 - 1996 (<1 year)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2002 - 2009 (6 years)
Disclosure(s)
View By:
4/30/2008
Customer Dispute
Settled
License(s)

State Registrations

B
California 9/8/2017
B
North Carolina 2/6/2018
B
Colorado 4/25/2022
B
Oregon 4/7/2023
B
Delaware 11/20/2018
B
Pennsylvania 9/8/2017
B
Florida 9/8/2017
B
South Carolina 11/13/2018
B
Georgia 11/7/2022
B
Tennessee 6/13/2022
B
Maryland 2/15/2019
B
Texas 9/8/2017
B
New Jersey 9/5/2017
IA
Texas 10/19/2017
IA
New Jersey 9/8/2017
B
Virginia 5/16/2022
B
New York 9/8/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
3 HARDING ROAD, RED BANK, NJ 07701
Registered with this firm since 9/8/2017
B
OPPENHEIMER & CO. INC. (CRD#:249)
3 HARDING ROAD, RED BANK, NJ 07701
Registered with this firm since 9/5/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/27/2009 - 09/18/2017 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) WINDSOR, NJ
B
 02/13/2009 - 09/18/2017 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) WINDSOR, NJ
IA
 10/30/2002 - 02/19/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) HARRISBURG, PA
B
 08/23/2001 - 02/19/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) HARRISBURG, PA
B
 11/29/1996 - 08/22/2001 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
 09/23/1996 - 12/06/1996 WHEAT, FIRST SECURITIES, INC. (CRD#:6124) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.