Individual Firm
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CORY JAMES CHRISTIANSEN
CRD#: 2716711
IA
B
CAPITAL SYNERGY PARTNERSCRD#: 148733 233 S. 13TH ST. SUITE 1100
LINCOLN, NE 68508
LINCOLN, NE 68508
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10/15/2008
Regulatory
Final
State Registrations
B
Arizona 10/2/2014
B
Missouri 6/30/2014
IA
Arizona 10/20/2021
IA
Missouri 1/5/2021
B
California 6/27/2014
B
Nebraska 6/27/2014
IA
California 1/5/2021
IA
Nebraska 7/23/2014
B
Colorado 5/15/2020
B
Nevada 6/27/2014
B
Florida 6/12/2019
IA
Nevada 12/20/2017
IA
Florida 6/12/2019
B
North Carolina 9/10/2014
B
Illinois 8/26/2021
IA
North Carolina 9/11/2014
B
Iowa 7/2/2014
B
Oregon 6/27/2014
B
Kansas 6/27/2014
B
South Dakota 4/22/2024
B
Maryland 11/19/2019
B
Texas 1/12/2020
IA
Minnesota 12/3/2019
B
Virginia 8/19/2021
B
Minnesota 12/5/2019
SRO Registrations
B
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IA
Registered with this firm since 7/23/2014
B
Registered with this firm since 6/27/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/25/2008 - 07/28/2014 | OMAHA, NE | |
B | 05/31/2002 - 07/28/2014 | OMAHA, NE | |
B | 04/24/1996 - 06/04/2002 | OMAHA, NE |
OMAHA, NE
05/31/2002 - 07/28/2014
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.