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MARK ANTHONY VERGENES
MARK A VERGENES
CRD#: 2716153
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 8 N QUEEN ST
MEZZANINE
LANCASTER, PA 17603
CETERA ADVISOR NETWORKS LLCCRD#: 13572 8 N QUEEN ST
MEZZANINE
LANCASTER, PA 17603
Registration History
1996199820002002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2006 - Present (18 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)2004 - 2006 (2 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2002 - 2004 (1 year)BSIGNATOR INVESTORS, INC. (CRD# 468)1996 - 2002 (6 years)BJOHN HANCOCK MUTUAL LIFE INSUR... (CRD# 5181)1996 - 1997 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2006 - 2023 (16 years)IAEHD ADVISORY SERVICES, INC. (CRD# 127155)2004 - 2009 (4 years)
Disclosure(s)
View By:
10/12/2009
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
California 5/26/2021

B
New York 8/17/2011

B
Colorado 1/27/2021

B
North Carolina 8/4/2008

B
Delaware 10/10/2017

B
North Dakota 3/17/2016

B
Florida 10/5/2010

B
Ohio 7/24/2006

B
Georgia 8/26/2011

B
Pennsylvania 7/24/2006

B
Indiana 7/24/2006

IA
Pennsylvania 6/29/2023

B
Kansas 7/24/2006

B
South Carolina 1/3/2012

B
Kentucky 4/30/2008

B
Texas 9/21/2018

B
Maryland 1/26/2021

IA
Texas 6/29/2023

B
Michigan 7/24/2006

B
Virginia 5/23/2011

B
New Jersey 1/3/2007

B
West Virginia 9/16/2010

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
8 N QUEEN ST MEZZANINE, LANCASTER, PA 17603
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
8 N QUEEN ST MEZZANINE, LANCASTER, PA 17603
Registered with this firm since 7/24/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/31/2006 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EAST PETERSBURG, PA
IA
06/04/2004 - 02/20/2009 EHD ADVISORY SERVICES, INC. (CRD#:127155) LANCASTER, PA
B
03/01/2004 - 06/29/2006 MUTUAL SERVICE CORPORATION (CRD#:4806) LANCASTER, PA
B
09/25/2002 - 03/01/2004 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
B
06/12/1996 - 09/26/2002 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
B
06/12/1996 - 05/01/1997 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.