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MARITZA CARDENAS
Maritza Hernandez
CRD#: 2715908
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 550 BILTMORE WAY
7TH, 9TH & 10TH FLOOR
CORAL GABLES, FL 33134
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2021 (21 years)2 FIRMS2022 - Present (2 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1996 - 2000 (4 years)
License(s)

State Registrations

B
Alabama 8/29/2022

B
Montana 7/2/2024

B
Alaska 8/29/2022

B
New York 8/29/2022

B
California 8/29/2022

B
North Carolina 8/29/2022

B
Colorado 8/29/2022

B
Ohio 8/30/2022

B
Connecticut 11/11/2024

B
Pennsylvania 8/29/2022

B
Florida 8/29/2022

B
Puerto Rico 8/29/2022

IA
Florida 9/19/2022

B
Tennessee 11/11/2024

B
Georgia 8/29/2022

B
Texas 8/29/2022

B
Massachusetts 8/29/2022

IA
Texas 8/29/2022

B
Mississippi 8/29/2022

B
Vermont 11/11/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 BILTMORE WAY 7TH, 9TH & 10TH FLOOR, CORAL GABLES, FL 33134
Registered with this firm since 8/29/2022

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 BILTMORE WAY 7TH, 9TH & 10TH FLOOR, CORAL GABLES, FL 33134
Registered with this firm since 8/29/2022

Previous Registration(s)
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IA
10/01/2000 - 11/03/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
B
10/01/2000 - 11/03/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
B
03/12/1996 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.