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Travis John Wavrin
CRD#: 2714477
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 400 1ST ST S STE 300
ST CLOUD, MN 56301
ST CLOUD, MN 56301
AVANTAX INVESTMENT SERVICES, INC.CRD#: 13686 400 1ST ST S
STE 300
ST CLOUD, MN 56301
STE 300
ST CLOUD, MN 56301
0
Disclosures
29
Years of Experience
View By:
State Registrations
B
California 8/15/2017
B
Montana 1/7/2021
B
Florida 9/17/1998
B
New Jersey 1/7/2021
B
Illinois 1/8/2021
B
New York 8/15/2017
B
Iowa 1/8/2021
B
North Dakota 1/8/2021
B
Kansas 1/7/2021
B
Oklahoma 1/7/2021
B
Louisiana 1/7/2021
B
South Dakota 1/8/2021
B
Maine 8/21/2017
B
Utah 1/7/2021
B
Michigan 1/7/2021
B
Virginia 2/23/2016
B
Minnesota 5/1/1996
B
West Virginia 1/7/2021
IA
Minnesota 1/31/2014
B
Wisconsin 1/7/2021
B
Mississippi 1/8/2021
SRO Registrations
B
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IA
Registered with this firm since 1/31/2014
B
Registered with this firm since 1/23/2025
B
Registered with this firm since 6/8/2017
B
Registered with this firm since 4/5/2017
B
Registered with this firm since 3/20/1996
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/28/2017 - 03/21/2024 | GREENWOOD VILLAGE, IL | |
B | 04/03/2018 - 07/01/2020 | ST CLOUD, MN | |
IA | 01/29/2014 - 01/31/2014 | SULLIVAN, MO | |
B | 01/05/2005 - 12/31/2010 | ST. CLOUD, MN | |
B | 06/17/1999 - 12/31/2006 | ST. CLOUD, MN | |
B | 08/07/2001 - 11/14/2003 | OMAHA, NE | |
B | 08/07/2001 - 11/06/2001 | ST. CLOUD, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.