Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ROBERT L STANLEY
ROBERT LOUIS STANLEY, ROBERT STANLEY
CRD#: 2714062
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 330 MEADOW AVE
SCRANTON, PA 18505
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2010 - 2016 (5 years)2 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - 2023 (5 years)2 FIRMS2023 - Present (2 years)BPNC CAPITAL MARKETS LLC (CRD# 15647)2001 - 2008 (7 years)BJ.J.B. HILLIARD, W.L. LYONS, INC. (CRD# 453)2000 - 2001 (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1996 - 1999 (3 years)
License(s)

State Registrations

B
California 8/7/2024
B
New York 2/22/2023
B
Connecticut 2/19/2025
B
Pennsylvania 2/22/2023
B
Florida 2/22/2023
IA
Pennsylvania 2/22/2023
B
Georgia 12/12/2024
B
South Carolina 2/22/2023
B
Nevada 8/21/2024
B
Wisconsin 2/11/2025
B
New Jersey 2/22/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
330 MEADOW AVE, SCRANTON, PA 18505
915 NORTHERN BLVD, CLARKS SUMMIT, PA 18411
Registered with this firm since 2/22/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
330 MEADOW AVE, SCRANTON, PA 18505
915 NORTHERN BLVD, CLARKS SUMMIT, PA 18411
Registered with this firm since 2/22/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/14/2018 - 03/08/2023 LPL FINANCIAL LLC (CRD#:6413) SCRANTON, PA
B
 02/14/2018 - 03/08/2023 LPL FINANCIAL LLC (CRD#:6413) SCRANTON, PA
IA
 03/15/2016 - 02/20/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) EDWARDSVILLE, PA
B
 03/14/2016 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) EDWARDSVILLE, PA
IA
 07/22/2010 - 03/16/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WILKES BARRE, PA
B
 06/28/2010 - 03/16/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WILKES BARRE, PA
B
 06/16/2001 - 12/31/2008 PNC CAPITAL MARKETS LLC (CRD#:15647) PITTSBURGH, PA
B
 12/12/2000 - 06/16/2001 J.J.B. HILLIARD, W.L. LYONS, INC. (CRD#:453) LOUISVILLE, KY
B
 03/12/1996 - 10/29/1999 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.