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Detailed Report
PAUL CHRISTIAN ALLEN
PAULIE ALLEN
CRD#: 2714056
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1901 21st Avenue S
Nashville, TN 37212
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1901 21st Avenue S
Nashville, TN 37212
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2014 - Present (11 years)BWILEY BROS.-AINTREE CAPITAL, LLC (CRD# 3767)2002 - 2014 (11 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1996 - 2002 (6 years)IAWILEY BROS.-AINTREE CAPITAL, LLC (CRD# 3767)2003 - 2014 (10 years)
License(s)

State Registrations

B
Alabama 3/5/2014
B
Michigan 2/21/2018
B
Alaska 7/6/2017
B
Minnesota 3/17/2014
B
Arizona 7/5/2023
B
Mississippi 1/27/2014
B
Arkansas 3/6/2014
B
Missouri 1/29/2020
B
California 1/27/2014
B
New Jersey 3/16/2023
B
Colorado 1/27/2014
B
New Mexico 3/28/2022
B
Connecticut 6/14/2024
B
New York 3/17/2014
B
Delaware 3/5/2014
B
North Carolina 1/27/2014
B
District of Columbia 10/5/2015
B
Ohio 1/27/2014
B
Florida 1/27/2014
B
Oklahoma 1/30/2014
IA
Florida 4/19/2017
B
Pennsylvania 1/27/2014
B
Georgia 1/27/2014
B
South Carolina 1/27/2014
B
Hawaii 4/7/2021
B
Tennessee 1/27/2014
B
Idaho 1/27/2022
IA
Tennessee 1/29/2014
B
Illinois 3/27/2020
B
Texas 1/27/2014
B
Indiana 3/11/2014
IA
Texas 3/6/2014
B
Kentucky 1/27/2014
B
Utah 2/8/2022
B
Louisiana 1/27/2014
B
Virginia 3/6/2020
B
Maryland 1/27/2014
B
Washington 10/26/2020
B
Massachusetts 8/18/2020
B
Wisconsin 1/25/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
1901 21st Avenue S, Nashville, TN 37212
Registered with this firm since 1/29/2014
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
1901 21st Avenue S, Nashville, TN 37212
400 Burns Court, SARASOTA, FL 34236
Registered with this firm since 1/27/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/30/2003 - 01/27/2014 WILEY BROS.-AINTREE CAPITAL, LLC (CRD#:3767) NASHVILLE, TN
B
 08/09/2002 - 01/27/2014 WILEY BROS.-AINTREE CAPITAL, LLC (CRD#:3767) NASHVILLE, TN
B
 04/23/1996 - 09/04/2002 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.