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LISA SHEEDY OVIATT
LISA SHEEDY RICHBURG, LISA MARIANA SHEEDY
CRD#: 2713095
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6000 FAIRVIEW RD STE 800
CHARLOTTE, NC 28210
Registration History
200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2017 (7 years)2 FIRMS2017 - 2020 (3 years)2 FIRMS2020 - 2020 (<1 year)2 FIRMS2020 - Present (4 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2005 - 2007 (1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2006 - 2007 (1 year)
License(s)

State Registrations

B
Alabama 2/1/2022

B
Mississippi 11/3/2020

B
Arizona 11/3/2020

B
Missouri 11/5/2020

B
California 11/3/2020

B
New Jersey 11/3/2020

B
Colorado 11/3/2020

B
New York 11/3/2020

B
Connecticut 7/2/2021

B
North Carolina 10/14/2020

B
Delaware 11/3/2020

IA
North Carolina 10/14/2020

B
District of Columbia 11/3/2020

B
Ohio 2/2/2022

B
Florida 11/3/2020

B
Oregon 7/13/2021

B
Georgia 11/3/2020

B
Pennsylvania 11/3/2020

B
Hawaii 11/6/2024

B
Puerto Rico 5/30/2024

B
Illinois 11/3/2020

B
South Carolina 11/3/2020

B
Iowa 7/18/2023

B
Tennessee 11/3/2020

B
Kansas 11/3/2020

B
Texas 11/3/2020

B
Kentucky 11/3/2020

IA
Texas 11/4/2020

B
Maryland 11/3/2020

B
Virginia 11/3/2020

B
Massachusetts 11/3/2020

B
Wisconsin 11/6/2024

B
Michigan 11/3/2020

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6000 FAIRVIEW RD STE 800, CHARLOTTE, NC 28210
Registered with this firm since 10/14/2020

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6000 FAIRVIEW RD STE 800, CHARLOTTE, NC 28210
Registered with this firm since 10/14/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/05/2020 - 08/05/2020 LPL FINANCIAL LLC (CRD#:6413) CHARLOTTE, NC
IA
03/06/2020 - 07/29/2020 INDEPENDENT ADVISOR ALLIANCE, LLC (CRD#:168267) Charlotte, NC
IA
03/23/2017 - 03/05/2020 SPIRE WEALTH MANAGEMENT, LLC (CRD#:113908) Charlotte, NC
B
03/23/2017 - 03/05/2020 SPIRE SECURITIES, LLC (CRD#:144131) Charlotte, NC
IA
06/01/2009 - 03/27/2017 MORGAN STANLEY (CRD#:149777) CHARLOTTE, NC
B
06/01/2009 - 03/27/2017 MORGAN STANLEY (CRD#:149777) CHARLOTTE, NC
IA
10/19/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHARLOTTE, NC
B
10/19/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHARLOTTE, NC
IA
09/15/2006 - 10/12/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) CHARLOTTE, NC
B
11/22/2005 - 10/12/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) CHARLOTTE, NC
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.