• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DAMON MICHAEL HENDERSON
DAMON M HENDERSON
CRD#: 2712789
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 101 LOTTIE LANE
SUITE 4
FAIRHOPE, AL 36532
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2007 (3 years)2 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - 2014 (7 years)2 FIRMS2014 - Present (10 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1998 - 2004 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 1998 (2 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)1999 - 2004 (5 years)
License(s)

State Registrations

B
Alabama 9/5/2014

B
Georgia 5/21/2020

IA
Alabama 9/5/2014

B
Indiana 4/9/2020

B
California 8/16/2018

B
Louisiana 9/5/2014

B
Colorado 7/19/2019

B
North Carolina 3/20/2024

B
Florida 9/5/2014

B
Texas 11/11/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
101 LOTTIE LANE SUITE 4, FAIRHOPE, AL 36532
Registered with this firm since 9/5/2014

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
101 LOTTIE LANE SUITE 4, FAIRHOPE, AL 36532
Registered with this firm since 9/5/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/16/2007 - 09/19/2014 RBC CAPITAL MARKETS, LLC (CRD#:31194) MOBILE, AL
B
03/16/2007 - 09/19/2014 RBC CAPITAL MARKETS, LLC (CRD#:31194) MOBILE, AL
IA
02/13/2007 - 03/27/2007 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MOBILE, AL
B
02/13/2007 - 03/27/2007 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MOBILE, AL
IA
03/26/2004 - 02/13/2007 AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC (CRD#:111757) MOBILE, AL
B
02/06/2004 - 02/13/2007 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) SPANISH FORT, AL
IA
02/05/1999 - 02/12/2004 A. G. EDWARDS & SONS, INC. (CRD#:4) MOBILE, AL
B
07/21/1998 - 02/12/2004 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
04/10/1996 - 06/30/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.