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ROBERT T DRIDA
CRD#: 2712210
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 17335 Golf Parkway
Suite 525
Brookfield, WI 53045
Suite 525
Brookfield, WI 53045
0
Disclosures
28
Years of Experience
View By:
State Registrations
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Alaska 1/2/2009
B
Michigan 1/2/2009
B
Arizona 1/18/2023
B
Nevada 11/21/2022
B
California 6/6/2016
B
New York 9/23/2010
B
Colorado 6/18/2018
B
North Carolina 11/28/2017
B
Florida 1/2/2009
B
Ohio 1/17/2023
B
Georgia 9/23/2010
B
South Carolina 7/8/2022
B
Illinois 1/2/2009
IA
Texas 1/2/2009
B
Indiana 11/18/2011
B
Wisconsin 1/2/2009
B
Iowa 6/3/2020
IA
Wisconsin 5/26/2009
B
Kentucky 1/2/2009
SRO Registrations
B
B
B
B
B
B
B
B
B
B
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IA
Registered with this firm since 1/2/2009
B
Registered with this firm since 1/2/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/14/2008 - 01/06/2009 | MILWAUKEE, WI | |
B | 04/11/1996 - 01/06/2009 | MILWAUKEE, WI | |
IA | 03/20/1998 - 12/31/2006 | MILWAUKEE, WI |
MILWAUKEE, WI
11/14/2008 - 01/06/2009
MILWAUKEE, WI
04/11/1996 - 01/06/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.