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ELLEN E COPPINGER
ALLEN E COPPINGER
CRD#: 2711753
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 501 LAFAYETTE DRIVE
OAK RIDGE, TN 37830
CETERA INVESTMENT SERVICES LLCCRD#: 15340 501 LAFAYETTE DRIVE
OAK RIDGE, TN 37830
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2011 - 2017 (5 years)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - Present (7 years)BFOOTHILL SECURITIES, INC. (CRD# 1027)2009 - 2011 (1 year)BFIRST TENNESSEE BROKERAGE, INC. (CRD# 17117)1999 - 2009 (9 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1997 - 1999 (2 years)BAMERISTAR CAPITAL MARKETS, INC. (CRD# 17068)1996 - 1997 (<1 year)IAQUALITY FINANCIAL CONCEPTS (CRD# 118886)2010 - 2011 (<1 year)
License(s)

State Registrations

B
California 5/19/2023

B
Ohio 11/4/2022

B
Florida 10/7/2021

B
South Carolina 8/8/2023

B
Indiana 1/7/2022

B
Tennessee 10/17/2017

B
Kentucky 2/10/2025

IA
Tennessee 10/18/2017

B
North Carolina 5/1/2023

B
Virginia 4/12/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
501 LAFAYETTE DRIVE, OAK RIDGE, TN 37830
Registered with this firm since 10/18/2017

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
501 LAFAYETTE DRIVE, OAK RIDGE, TN 37830
2901 OLD KNOXVILLE HIGHWAY, MARYVILLE, TN 37804
Registered with this firm since 10/17/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/08/2017 - 10/18/2017 PFG ADVISORS (CRD#:173344) Oak Ridge, TN
B
01/20/2017 - 10/17/2017 LPL FINANCIAL LLC (CRD#:6413) OAK RIDGE, TN
IA
03/11/2011 - 01/25/2017 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) OAK RIDGE, TN
B
03/11/2011 - 01/25/2017 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) OAK RIDGE, TN
IA
04/21/2010 - 03/03/2011 QUALITY FINANCIAL CONCEPTS (CRD#:118886) MARYVILLE, TN
B
12/08/2009 - 02/11/2011 FOOTHILL SECURITIES, INC. (CRD#:1027) MARYVILLE, TN
B
08/31/1999 - 04/06/2009 FIRST TENNESSEE BROKERAGE, INC. (CRD#:17117) MARYVILLE, TN
B
02/01/1997 - 07/08/1999 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
03/04/1996 - 02/01/1997 AMERISTAR CAPITAL MARKETS, INC. (CRD#:17068)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.