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SANDRA MARY DEROSA
SANDRA MARY ABRAMS, SANDRA M DEROSA
CRD#: 2711416
IA
B
MORGAN STANLEYCRD#: 149777 3801 PGA Boulevard
Suite 700
Palm Beach Gardens, FL 33410
Suite 700
Palm Beach Gardens, FL 33410
0
Disclosures
19
Years of Experience
View By:
State Registrations
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Alabama 7/2/2012
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Nebraska 7/2/2012
B
Alaska 7/2/2012
B
Nevada 7/2/2012
B
Arizona 7/2/2012
B
New Hampshire 7/2/2012
B
Arkansas 7/2/2012
B
New Jersey 7/2/2012
B
California 7/2/2012
B
New Mexico 7/2/2012
B
Colorado 7/2/2012
B
New York 7/2/2012
B
Connecticut 7/2/2012
B
North Carolina 7/2/2012
B
Delaware 7/2/2012
B
North Dakota 7/2/2012
B
District of Columbia 4/6/2017
B
Ohio 7/2/2012
B
Florida 7/2/2012
B
Oklahoma 7/2/2012
IA
Florida 7/9/2012
B
Oregon 7/2/2012
B
Georgia 7/2/2012
B
Pennsylvania 7/2/2012
B
Hawaii 7/2/2012
B
Puerto Rico 7/2/2012
B
Idaho 7/2/2012
B
Rhode Island 7/2/2012
B
Illinois 7/2/2012
B
South Carolina 7/2/2012
B
Indiana 7/2/2012
B
South Dakota 7/2/2012
B
Iowa 7/2/2012
B
Tennessee 7/2/2012
B
Kansas 7/2/2012
B
Texas 7/2/2012
B
Kentucky 7/2/2012
IA
Texas 2/7/2014
B
Louisiana 7/2/2012
B
Utah 7/2/2012
B
Maine 7/2/2012
B
Vermont 7/2/2012
B
Maryland 7/2/2012
B
Virgin Islands 7/2/2012
B
Massachusetts 7/2/2012
B
Virginia 7/2/2012
B
Michigan 7/2/2012
B
Washington 7/2/2012
B
Minnesota 7/2/2012
B
West Virginia 2/27/2017
B
Mississippi 7/2/2012
B
Wisconsin 7/2/2012
B
Missouri 4/6/2017
B
Wyoming 7/2/2012
B
Montana 7/2/2012
SRO Registrations
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B
B
B
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IA
Registered with this firm since 7/9/2012
B
Registered with this firm since 7/2/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/05/2011 - 07/03/2012 | PALM BEACH GARDENS, FL | |
B | 01/04/2011 - 07/03/2012 | PALM BEACH GARDENS, FL | |
IA | 05/27/2009 - 12/02/2010 | FT. LAUDERDALE, FL | |
B | 03/18/2009 - 12/02/2010 | NORTH PALM BEACH, FL | |
IA | 12/01/2007 - 03/10/2009 | PALM BEACH GARDENS, FL | |
B | 10/04/2005 - 03/10/2009 | PALM BEACH GARDENS, FL | |
B | 08/26/2004 - 10/22/2004 | ST. LOUIS, MO | |
B | 08/22/2003 - 02/11/2004 | ST. LOUIS, MO |
PALM BEACH GARDENS, FL
12/01/2007 - 03/10/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.