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Daniel R Molloy
DANIEL ROBERT MOLLOY
CRD#: 2711350
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 11175 CICERO DR
STE 450
ALPHARETTA, GA 30022-1166
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (1 year)2 FIRMS2024 - Present (<1 year)BLINCOLN FINANCIAL DISTRIBUTORS... (CRD# 145)2016 - 2023 (7 years)BMFS FUND DISTRIBUTORS, INC. (CRD# 31052)2012 - 2012 (<1 year)BCOLUMBIA MANAGEMENT INVESTMENT... (CRD# 840)2004 - 2012 (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2003 (4 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1996 - 1999 (2 years)BPRIME CHARTER LTD. (CRD# 25668)1996 - 1996 (<1 year)IACOLUMBIA MANAGEMENT INVESTMENT... (CRD# 108257)2011 - 2012 (1 year)
Disclosure(s)
View By:
7/10/2003
Employment Separation After Allegations
6/30/2003
Customer Dispute
Settled
License(s)

State Registrations

B
Arkansas 1/22/2025

B
Montana 1/16/2025

B
Florida 1/9/2025

B
North Carolina 1/6/2025

IA
Georgia 10/10/2024

B
Utah 1/16/2025

B
Georgia 10/15/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
11175 CICERO DR STE 450, ALPHARETTA, GA 30022-1166
Atlanta, GA
Registered with this firm since 10/11/2024

IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
11175 CICERO DR STE 450, ALPHARETTA, GA 30022-1166
Atlanta, GA
Registered with this firm since 10/10/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/13/2016 - 08/04/2023 LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD#:145) RADNOR, PA
B
06/12/2012 - 08/02/2012 MFS FUND DISTRIBUTORS, INC. (CRD#:31052) BOSTON, MA
IA
01/03/2011 - 05/15/2012 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC (CRD#:108257) ATLANTA, GA
B
11/01/2004 - 05/15/2012 COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CRD#:840) NEW YORK, NY
IA
11/03/2003 - 11/03/2004 MCDONALD INVESTMENTS INC. (CRD#:566) ATLANTA, GA
B
10/03/2003 - 11/03/2004 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
B
05/10/1999 - 07/18/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
09/10/1996 - 05/19/1999 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
02/12/1996 - 11/06/1996 PRIME CHARTER LTD. (CRD#:25668) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.